On June 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a proposed rule (Proposed Rule) to strengthen and modernize financial i...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
Founder and Chief Executive Officer, Droit Prior to founding Droit, Brock was an Executive Director of Fixed Income E-Commerce at Morgan Stanley. He was the global head of product for Matrix, Morgan Stanley’s client portal, and led SEF strategy ... View More
Partner, Debevoise & Plimpton LLP Douglas S. Zolkind is a litigation partner and a member of the White Collar & Regulatory Defense Group at Debevoise & Plimpton. A former federal prosecutor with extensive trial experience, he defends corporate a... View More
Managing Director, Protiviti Doug is a Managing Director in the Risk and Compliance division of Protiviti’s New York office. Doug has over twenty years experience in financial services / capital markets and has worked on large scale consulting p... View More
Partner, Sidley Austin LLP Kevin Campion is a partner in Sidley Austin’s Washington, D.C. office, advising a wide array of financial services firms including investment and commercial banks, broker-dealers and hedge funds — on a broad variety of... View More
DTCC General Manager of Fixed Income Clearing Corporation (FICC) & Head of SIFMU Business Development, DTCC Laura Klimpel serves General Manager of DTCC’s Fixed Income Clearing Corporation (FICC) and as Head of SIFMU Business Development at the ... View More
President, Capital Market Solutions, FIS Martin Boyd leads FIS’ Capital Market Solutions business segment. In this role, Boyd is responsible for developing and delivering the technology and services that facilitate the movement, management and g... View More
Partner, Financial Services Risk Management, Ernst & Young, LLP Jamila Abston Mayfield is a Partner in the EY Financial Services Business Consulting practice where she provides risk, compliance, and regulatory consulting services to key wealth a... View More
Partner, Sullivan & Cromwell LLP Sharon Cohen Levin is a partner in Sullivan & Cromwell’s Litigation Group and a member of the Firm’s Criminal Defense and Investigations Group. Her practice focuses on money laundering and asset forfeiture advice... View More
Executive Director, Morgan Stanley Rebecca Winters is an Executive Director at Morgan Stanley and Co-Head of the U.S. Litigation Department. Prior to joining Morgan Stanley in 2014, Rebecca served as counsel in the Litigation Department of Davi... View More
Partner, Sullivan & Cromwell LLP Rebecca Simmons is a partner in Sullivan & Cromwell’s Financial Services and Capital Markets Groups, head of its payments practice and co-head of its FinTech practice. Her practice focuses on functions such as pa... View More
Featured Thought Leadership Content
FinCEN Issues Proposed Rule to Modernize Anti-Money-Laundering/Financing of Terrorism Programs Under Bank Secrecy Act
Posted by : Laurie
10 hours ago
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons; Reporting Deadlines Extended for Non-U...
Posted by : Laurie
10 hours ago
The Inaugural BetaNXT Data Modernization Benchmarking Survey
Tracking investment and wealth management decision-makers’ views and progress on data modernization. As Firms Tackle Legacy ‘Data Chaos’ and P...
Posted by : Kerri
1 day ago
Third-Party Resilience: Increasing Transparency
Financial institutions are under constant threat from increasingly sophisticated cyberattacks, and their ability to recover quickly is only as stro...
Posted by : Ally
23 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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