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SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
Partner, Financial Institutions, Davis Polk Eric provides bank regulatory advice, including on financial services reform, regulatory implementation and the preparation of living wills. He has advised clients on the Bank Holding Company Act, the ... View More
Managing Director, Protiviti Andrew Retrum is a Managing Director and business-oriented leader within Protiviti’s Technology Consulting Practice. He is part of Protiviti’s Global Cybersecurity Leadership team and the National Financial Services... View More
Executive Director, Diversity & Inclusion and CSR Diverse Talent Management & Advancement, DTCC Phillip Anderson leads the Diversity & Inclusion team at DTCC which focusses on making the process of attracting, hiring and retaining talent at all ... View More
Executive Vice President, Compliance, Global Relay Chip has over 36 years of leadership experience in financial regulation, including 19+ years with the Financial Industry Regulatory Authority (FINRA), where he managed Member Relations & Educati... View More
Co-head of Financial Regulatory Advice & Response, Moore & Van Allen PLLC Ed is the former Global General Counsel of Bank of America Corporation. Having also headed or served as a senior executive with Bank of America's compliance, te... View More
Partner, Ballard Spahr Celia Cohen is a litigator and adviser who represents financial institutions and corporate clients in white collar defense, regulatory compliance, internal and government investigations, and related civil actions. Her sign... View More
Managing Director, Deloitte & Touche LLP Sunil is a Managing Director in Deloitte’s Financial Industry practice, providing services to the US Regulators, Banking, Capital Markets and Investment Management Industry. He has spent more than 25 year... View More
Director of Internal Audit, Baird David Cook is a strategically focused seasoned senior-level professional with over 35 years of delivering impact and value to the financial services industry. Innovative and efficient leader using consulting and... View More
Partner, Sullivan & Cromwell LLP Sharon Cohen Levin is a partner in Sullivan & Cromwell’s Litigation Group and a member of the Firm’s Criminal Defense and Investigations Group. Her practice focuses on money laundering and asset forfeiture advice... View More
Featured Thought Leadership Content
GenAI and Regulatory Obligations: Is it a ‘Record’?
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
3 days ago
Introducing Symphony | Messaging, Voice, Cloud9, Directory & Analytics Software
Meet Symphony. Trusted connectivity for global finance. Serving over 1,000 financial institutions, take a quick tour of Symphony’s four interconne...
Posted by : K K , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
7 days ago
Taming Shadow AI: What Legal Leaders Must Do Now
When employees use Shadow AI—that is, unauthorized, unvetted tools that the company is not overseeing or even aware of—it introduces risks, inclu...
Posted by : J M , Director , from Legal, Risk & Compliance Services
8 days ago
Navigating the New Crypto Frontier: Risks, Safeguards, and Regulation in Transition
With cryptoassets gaining recognition as an investment vehicle, Japanese regulatory authorities are discussing reclassifying them as a subclass o...
Posted by : S T , Head , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
8 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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