A large financial institution sought to leverage AI to analyze and review large volumes of unstructured data, such as emails and messages, for c...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Partner, Cleary Gottlieb Steen & Hamilton LLP Victor L. Hou’s practice focuses on litigation, including government enforcement work, white-collar
DTCC General Manager of Fixed Income Clearing Corporation (FICC) & Head of SIFMU Business Development, DTCC Laura Klimpel serves General Manager of DTCC’s Fixed Income Clearing Corporation (FICC) and as Head of SIFMU Business Development at the ... View More
Partner, Jones Day Terri Chase, who has been representing employers for more than 25 years, focuses on
Audit Partner, KPMG LLP Anthony is a partner in KPMG’s Banking and Capital Markets practice in New York. He has over 18 years of assurance experience serving the financial services industry, focusing on SEC registered broker-dealers, investment ... View More
Co-Founder and Chief Operating Officer, Access FinTech Steve Fazio is a Co-Founder and Chief Operating Officer of Access Fintech. He is responsible for product delivery and day-to-day operations. Prior to Access Fintech, Steve spent 8 years at T... View More
Director, Financial Crimes, KPMG LLP Michael is a Director in the New York Office of KPMG’s U.S. Financial Crimes practice and a graduate of Fordham Law School. Michael has nearly 10 years of experience providing BSA/AML and OFAC compliance serv... View More
Managing Director, Chief Information Officer, DTCC Lynn Bishop is Managing Director and Chief Information Officer (CIO) at The Depository Trust & Clearing Corporation (DTCC). As CIO, she is responsible for the ongoing development and testing of ... View More
Partner, Ropes & Gray Lisa Bebchick is a partner in Ropes & Gray’s litigation and enforcement practice group. Lisa’s practice focuses on complex commercial, securities, and real estate litigation and white collar criminal defense and regulatory ... View More
Executive Vice President, Compliance, Global Relay Chip has over 36 years of leadership experience in financial regulation, including 19+ years with the Financial Industry Regulatory Authority (FINRA), where he managed Member Relations & Educati... View More
Featured Thought Leadership Content
Leveraging Unstructured Data for AI
Posted by : K S , Specialist Finance
2 months ago
ZL Discovery Manager
ZL Tech offers a fundamentally new approach to eDiscovery built on a solid information governance framework. Instead of relying on pre-defined cus...
Posted by : K S , Specialist Finance
2 months ago
Embedded Risks in Crypto-themed Exchange Traded Products
For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss s...
Posted by : J F , Head Securities
2 months ago
Meet the Intelligent Agent: The AI-Powered Future of Communications Compliance
Meet the Intelligent Agent: The AI-Powered Future of Communications Compliance Delivering higher efficiency and deeper risk insights through AI.
Posted by : N B , Senior Manager Sales
2 months agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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