In times of great disruption, clear leadership is imperative. GenAI is a classic people, process and technology triad that CIOs and IT operations h...
SIFMA Sources
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SIFMA Sources is your buyer’s guide for companies, experts, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a subject matter expert, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies or experts, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Featured Experts
Partner, Jones Day Charlotte Taylor is a skilled appellate advocate with extensive experience representing clients in industries subject to federal regulatory schemes. She helps clients develop and pursue successful litigation strategies from a ... View More
Partner, WilmerHale Bruce Newman has extensive experience handling a broad range of broker-dealer regulatory and enforcement issues, including issues related to trading, sales, research, banking, soft dollars, cross-border activities, net capita... View More
Partner, WilmerHale Yoon-Young Lee is a partner in WilmerHale’s Securities Department and co-chair of its Securities and Financial Regulation Practice. Her practice has particular emphasis on broker-dealer regulation and securities compliance po... View More
Partner,, Steptoe & Johnson LLP Erica Gerson is a Partner at Steptoe & Johnson LLP (Steptoe), where she co-leads the firm’s Financial Services Investigations and Enforcement group. Erica joined Steptoe from the Financial Industry Regulatory Au... View More
Head of Digital Innovation, Capital Markets, Broadridge Financial Solutions Horacio Barakat is leading the development of innovative solutions, including the company’s DLT Repo platform. Most recently, he was VP of Corporate Strategy and respons... View More
Chief Analytics Officer, FICO Scott Zoldi is chief analytics officer at FICO responsible for the analytic development of FICO’s product and technology solutions. While at FICO, Scott has been responsible for authoring 105 analytic patents, with ... View More
Senior Analyst, Market Structure & Technology,, Coalition Greenwich Jesse Forster leads equity market structure research for the Market Structure and Technology team. He has almost 20 years of institutional sell-side experience with deep experti... View More
John Hickman is a senior financial services leader with over 30 years of experience in single and multi-family secondary mortgage finance, asset-backed securities, consumer and commercial lending, payments, and treasury management. His expertise li... View More
Featured Thought Leadership Content
Latest Featured Content
Financial services CIOs – building GenAI...
Posted by : Jaina J. from Ernst & Young LLP
23 hours ago
GenAI for software modernization: upgrad...
GenAI-enabled solutions can help developers with software modernization and transformation initiatives.
Posted by : Jaina J. from Ernst & Young LLP
23 hours ago
Unlocking customer value through domain-...
While financial institutions have initiated many technological investments in recent years, digital transformations with multidisciplinary teams ar...
Posted by : Jaina J. from Ernst & Young LLP
23 hours ago
Putting a premium on human intelligence
As AI-generated and edited content becomes increasingly commonplace and companies continue to adopt AI capabilities, original content created by hu...
Posted by : Jaina J. from Ernst & Young LLP
23 hours agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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SIFMA does not endorse the companies and individuals listed herein, nor does SIFMA guarantee the products or services they offer. Potential users of the products and services should do their own independent due diligence and make their own judgment on the suitability of any products and services.