Nearly one in four organizations have already integrated Agentic AI into their operations. This rapid adoption rate highlights the urgency and e...
SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Partner, Gibson, Dunn & Crutcher LLP Tina Samanta is a partner in the New York office of Gibson, Dunn & Crutcher. She is a member of the firm’s Litigation, Securities Enforcement, White Collar Defense and Investigations, and Securities Litigatio... View More
Managing Director, Capital Markets Digital Transformations Leader, KPMG LLP Harvi is a Managing Director in KPMG’s New York Office. He brings over 20 years of industry and consulting experience in delivering digital transformation programs for f... View More
Anthony is a Partner and leads the Financial Services Practice in North America. He has 25 years of experience across capital markets and management consulting with deep expertise in finance, operations, risk, and technology functions. Anthony’s c... View More
General Counsel and Corporate Secretary,, OCC Megan Malone Cohen is the General Counsel and Corporate Secretary at OCC, the world’s largest equity derivatives clearing organization. As a member of OCC’s Management Committee, Ms. Cohen leads the... View More
Director, Advisory Practice, KPMG LLP Daniel T. McIsaac is a director in KPMG’s Advisory Practice with extensive experience in the financial services industry, specializing in securities broker dealers, investment banking and FCMs and is a membe... View More
President, Broadridge Financial Solutions Chris Perry serves as President of Broadridge Financial Solutions (NYSE: BR). He is focused on driving Broadridge’s overall growth strategy, including overseeing Broadridge International as well as help... View More
Director of Internal Audit, Baird David Cook is a strategically focused seasoned senior-level professional with over 35 years of delivering impact and value to the financial services industry. Innovative and efficient leader using consulting and... View More
Partner, Willkie Farr & Gallagher Aliceson (Kristy) Littman is a partner in the Litigation Department, Co-Chair of the Willkie Digital Works practice and a member of the Securities Litigation & Enforcement Practice Group. Kristy represents corpo... View More
Featured Thought Leadership Content
The Capabilities and Complexities of AI Agents: AI Pulse Survey Vol. 3
Posted by : A S , Senior Manager , from Consulting & Advisory Services
12 days ago
The Three E’s of AI Success: Embedded
Across the financial services industry, firms often experiment with artificial intelligence as a bolt-on capability—adding a model here, testing a...
Posted by : K T , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
12 days ago
What global trends are shaping compliance in 2026? Join our live webinar
Join CUBE for an exclusive webinar on 18 November, “From Alert to Action: The True Cost of Compliance” Industry experts will unpack the resul...
Posted by : R W , Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month ago
GenAI and Regulatory Obligations: Is it a ‘Record’?
AI presents both opportunity and risk.
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 months agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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