For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss so...
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Premium Associate Members
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Partner, Ballard Spahr Celia Cohen is a litigator and adviser who represents financial institutions and corporate clients in white collar defense, regulatory compliance, internal and government investigations, and related civil actions. Her sign... View More
Executive Vice President, Supervision and Regulation Department, Federal Reserve Bank of Chicago Julie A. Williams is Executive Vice President responsible for Supervision and Regulation at the Federal Reserve Bank of Chicago. She directs the sup... View More
AutoRek is the trading name of API Software Ltd. Since the company's inception in 1994, AutoRek has been providing financial controls solutions that incorporate: • High volume reconciliation; • Compliance products to help with PS14/9 client mo... View More
Senior Manager, Deloitte Advisory, Deloitte Mara Gauger is a New York-based senior manager with Deloitte & Touche LLP focused on the Regulatory and Capital Markets marketplace assisting clients on regulatory and operational risk topics, includin... View More
Principal, Bressler, Amery & Ross, P.C. Carole Miller serves as Chair of Bressler, Amery & Ross’s Labor and Employment practice group and is a member of the firm’s Executive Committee. She has practiced exclusively in the area of labor and emplo... View More
Anthony is a Partner and leads the Financial Services Practice in North America. He has 25 years of experience across capital markets and management consulting with deep expertise in finance, operations, risk, and technology functions. Anthony’s c... View More
Partner, Assurance, Financial Services, EY Jacob Folks, CFA is a partner in the FSO (financial services office) of EY and a member of the professional practice team leading EYs broker-dealer industry assurance practice. Jacob is based in Minnea... View More
Executive Director, Morgan Stanley Rebecca Winters is an Executive Director at Morgan Stanley and Co-Head of the U.S. Litigation Department. Prior to joining Morgan Stanley in 2014, Rebecca served as counsel in the Litigation Department of Davi... View More
Partner, WilmerHale Yoon-Young Lee is a partner in WilmerHale’s Securities Department and co-chair of its Securities and Financial Regulation Practice. Her practice has particular emphasis on broker-dealer regulation and securities compliance po... View More
Partner, Morgan, Lewis & Bockius LLP G. Jeffrey Boujoukos is the leader of our securities enforcement practice. The former regional director of the Philadelphia Regional Office of the US Securities and Exchange Commission (SEC), Jeff defends pub... View More
Featured Thought Leadership Content
Embedded Risks in Crypto-themed Exchange Traded Products
Posted by : J F , Head Securities
10 days ago
Meet the Intelligent Agent: The AI-Powered Future of Communications Compliance
Delivering higher efficiency and deeper risk insights through AI. Most communications surveillance programs struggle to bala...
Posted by : N B , Senior Manager Sales
12 days ago
2025 Banking Survey: Technology
Insights on technology, innovation, and security in the banking industry The 2025 Banking Survey shows banks balancing immediate priorities like...
Posted by : L M
15 days ago
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