On June 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a proposed rule (Proposed Rule) to strengthen and modernize financial i...
SIFMA Sources
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Premium Associate Members
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Featured
Partner, Lowenstein Sandler Jennifer is a partner in the firm’s Business Litigation and Securities Litigation groups, where she maintains a robust litigation, investigations, and counseling practice in which she services a diverse client base, f... View More
Senior Manager in the Tax Policy Group, Deloitte Tax LLP Alex Brosseau is a Senior Manager in the Tax Policy Group of Deloitte Tax LLP’s Washington National Tax office. In that capacity, he monitors tax policy developments in Congress and the W... View More
Director, Depositary, CSD & Issuer Services, GlobeTax Greggory Lewis is the Director of Depositary, CSD, & Issuer Services at GlobeTax; he joined the company in 2002. GlobeTax provides a complete tax reclaim outsourcing solution to all four U.S.... View More
Counsel, Wilmer Cutler Pickering Hale and Dorr Matthew F. Ferraro is a Counsel in the Washington, DC office of Wilmer Cutler Pickering Hale and Dorr. He practices law at the intersection of national security, cybersecurity, emerging technologies... View More
Managing Director, Head of Corporate Strategy, DTCCLallande de Gravelle is the Head of Corporate Strategy at The Depository Trust & Clearing Corporation (DTCC). Within this role, she is responsible for overseeing the development and evolution of th... View More
Partner, Customer Transformation, PwC Chris is a Partner in PwC’s Customer Transformation practice based in San Francisco. He leads the Customer Engagement and Acquisition focus of our practice, helping clients reimagine future growth opportunit... View More
Partner, Jones Day Laura S. Pruitt, a Partner in the Financial Markets practice at Jones Day, previously served as senior counsel in the SEC’s General Counsel’s Office and as special counsel in the Office of the Chief Counsel in the SEC’s Divi... View More
Partner, Gibson, Dunn & Crutcher LLP Tina Samanta is a partner in the New York office of Gibson, Dunn & Crutcher. She is a member of the firm’s Litigation, Securities Enforcement, White Collar Defense and Investigations, and Securities Litigatio... View More
Shareholder, Greenberg Traurig Elizabeth E. Moum is a shareholder in the Securities Litigation Practice of the international law firm Greenberg Traurig. Elizabeth regularly defends major Wall Street brokerage firms and other financial institutio... View More
Vice President, Business Development & Client Solutions, Wealth Management, Broadridge Financial Solutions Ramprasad ‘RP’ Sandilya is Head of Client Solutions and Business Development for Broadridge’s Wealth Management business. RP leads g... View More
Featured Thought Leadership Content
FinCEN Issues Proposed Rule to Modernize Anti-Money-Laundering/Financing of Terrorism Programs Under Bank Secrecy Act
Posted by : Laurie
7 days ago
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons; Reporting Deadlines Extended for Non-U...
Posted by : Laurie
7 days ago
The Inaugural BetaNXT Data Modernization Benchmarking Survey
Tracking investment and wealth management decision-makers’ views and progress on data modernization. As Firms Tackle Legacy ‘Data Chaos’ and P...
Posted by : Kerri
8 days ago
Third-Party Resilience: Increasing Transparency
Financial institutions are under constant threat from increasingly sophisticated cyberattacks, and their ability to recover quickly is only as stro...
Posted by : Ally
1 month agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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