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SIFMA Sources
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SIFMA Sources is your buyer’s guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Principal, Advisory, KPMG Binoy has over 15 years of experience in the financial services industry and is focused on supporting clients implement cost-efficient and effective solutions to improve their existing processes, technology, and data ar... View More
Partner, Morgan Lewis & Bockius Larry L. Tuner is a Partner in Morgan Lewis & Bockius, LLP’s Labor & Employment Practice, co-leader of the Firm’s Workplace Culture Consulting and Training practice, and former co-leader of the Firm’s Diversity Co... View More
Head of Capital Markets, S&P Dow Jones Indices Jamie Farmer is Global Head of Capital Markets at S&P Dow Jones Indices (S&P DJI) wherein he leads the efforts to cultivate the index liquidity ecosystem, manage exchange relationships and, in gener... View More
Principal, Bressler, Amery & Ross Logan S. Fisher, a principal at Bressler, Amery & Ross, is located in the firm’s Florham Park, New Jersey and New York City offices. His practice is primarily devoted to representing financial institutions and ... View More
Partner, Davis Polk & Wardwell LLP Mr. Kaplan serves as a member of Davis Polk’s three-person Management Committee and previously was co-head of the firm’s global Capital Markets Group. He advises issuers and underwriters in connection with capi... View More
General Counsel and VP of Compliance at Theta Lake. We unlock collaboration tools for the modern workplace with smart capture, selective archiving, and AI-enabled regulatory, privacy, and security risk detections for video, voice, chat, and e-mail ... View More
Chair, Financial Institutions Group, Davis Polk & Wardwell LLP Randall Guynn is chair of the Financial Institutions practice at Davis Polk & Wardwell, is one of the country’s top bank regulatory and bank M&A lawyers and a thought leader on finan... View More
Partner, Bryan Cave Leighton Paisner Renato Mariotti is an accomplished trial attorney who focuses on many types of complex high-stakes litigation, including private equity and hedge fund litigation, derivative-related claims and cyber theft. Re... View More
Partner, Dentons David Kornblau, co-chair of the Global Compliance and Investigations practice for Dentons’ US region, represents clients in sensitive and complex investigations, securities litigation and internal investigations. David’s clients... View More
Alex Poukchanski is a seasoned financial services professional with a diversified expertise in data analytics, financial valuation, litigation, and information technology. With a unique combination of knowlegde spanning investment banking, economic... View More
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U.S. regulatory enforcements against non...
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In this annual report, Global Relay analyzes the data of over 12,000 regulated financial institutions to provide a unique view of how the industry...
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About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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SIFMA does not endorse the companies or individuals listed on this website, nor does SIFMA guarantee the products or services they offer. Potential users of the products and services advertised on this website should perform their own independent due diligence and use their own judgment on the suitability of any products and services for the intended purpose. The information on this website may be considered attorney advertising under the rules of certain jurisdictions. Prior results do not guarantee a similar outcome. The information and materials offered on this website are for general informational purposes only, do not constitute and should not be considered to be legal or accounting advice, and are presented without any representation or warranty whatsoever, including as to the accuracy or completeness of the information.