Nearly one in four organizations have already integrated Agentic AI into their operations. This rapid adoption rate highlights the urgency and e...
SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Featured
Partner, Deputy Chief Accountant, PwC Bret is a partner and Deputy Chief Accountant in PricewaterhouseCoopers LLP’s (“PwC’s”) National Office, focusing on accounting and financial reporting issues relating to financial instruments and the financ... View More
Partner, Sidley Austin Lara Thyagarajan is a partner in Sidley’s New York office, and a member of the global Securities Enforcement and Regulatory practice. Lara joined Sidley after more than 15 years as a leader in the Enforcement Department at... View More
Director of Regulatory Affairs, Eventus Systems Chris brings over 25 years of compliance experience working with exchanges, broker-dealers and investment advisers to Eventus where he partners with client stakeholders, monitors for regulatory cha... View More
Partner, Jones Day Terri Chase, who has been representing employers for more than 25 years, focuses on
Partner and Chair of Government Investigations and White Collar Litigation Department, McGuireWoods Noreen serves as the chair of McGuireWoods’ Government Investigations and White Collar Litigation Department and is a member of the firm’s Divers... View More
Partner, Sidley Austin LLP BARRY RASHKOVER, a partner at Sidley Austin, is a nationally recognized, veteran securities enforcement defense lawyer. He focuses on high-profile, high-stakes matters involving complex and emerging issues. Described a... View More
Partner, Debevoise & Plimpton LLP Douglas S. Zolkind is a litigation partner and a member of the White Collar & Regulatory Defense Group at Debevoise & Plimpton. A former federal prosecutor with extensive trial experience, he defends corporate a... View More
Partner, WilmerHale Stephanie Nicolas is a Partner in WilmerHale’s Securities Department, and a member of the Broker-Dealer Compliance and Regulation Group. Ms. Nicolas has extensive experience handling a broad range of broker-dealer regulatory... View More
Partner, Financial Institutions, Davis Polk Eric provides bank regulatory advice, including on financial services reform, regulatory implementation and the preparation of living wills. He has advised clients on the Bank Holding Company Act, the ... View More
Featured Thought Leadership Content
The Capabilities and Complexities of AI Agents: AI Pulse Survey Vol. 3
Posted by : A S , Senior Manager , from Consulting & Advisory Services
2 days ago
The Three E’s of AI Success: Embedded
Across the financial services industry, firms often experiment with artificial intelligence as a bolt-on capability—adding a model here, testing a...
Posted by : K T , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 days ago
What global trends are shaping compliance in 2026? Join our live webinar
Join CUBE for an exclusive webinar on 18 November, “From Alert to Action: The True Cost of Compliance” Industry experts will unpack the resul...
Posted by : R W , Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month ago
GenAI and Regulatory Obligations: Is it a ‘Record’?
AI presents both opportunity and risk.
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
Not a member? Learn more about the benefits of membership in the industry's leading trade association.
Meet SIFMA Sources: A Quick Walk-Through
SIFMA does not endorse the companies or individuals listed on this website, nor does SIFMA guarantee the products or services they offer. This website contains paid advertisements. Potential users of the products and services advertised on this website should perform their own independent due diligence and use their own judgment on the suitability of any products and services for the intended purpose. The information on this website may be considered attorney advertising under the rules of certain jurisdictions. Prior results do not guarantee a similar outcome. The information and materials offered on this website are for general informational purposes only, do not constitute and should not be considered to be legal or accounting advice, and are presented without any representation or warranty whatsoever, including as to the accuracy or completeness of the information. Advertisers and sponsors are responsible for ensuring that material submitted for inclusion on this website is accurate and complies with applicable laws. SIFMA will not be responsible for the illegality of, or any error or inaccuracy in, advertisers’ or sponsors’ materials, or for the acts or omissions of such advertisers or sponsors.