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SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Featured
Partner, Covington & Burling LLP Jeremy Newell represents a wide range of U.S. and foreign banks and other financial institutions on regulatory and public policy matters. He advises on all aspects of the regulatory framework for foreign and dome... View More
Chief Market Policy Officer, IEX Exchange John Ramsay, Chief Market Policy Officer, IEX Exchange, IEX Group, Inc, is responsible for developing and communicating IEX’s positions on market policy issues, engaging with governmental and regulatory ... View More
Co-Founder and Chief Operating Officer, Access FinTech Steve Fazio is a Co-Founder and Chief Operating Officer of Access Fintech. He is responsible for product delivery and day-to-day operations. Prior to Access Fintech, Steve spent 8 years at T... View More
Digital Assets Compliance Lead, Citi Kamil Zaidi is the Digital Assets Compliance Lead for Citi’s Institutional Clients Group (ICG). In this role, Kamil is responsible for working across ICG Businesses to develop, implement and monitor Citi’s Co... View More
Executive Director, Diversity & Inclusion and CSR Diverse Talent Management & Advancement, DTCC Phillip Anderson leads the Diversity & Inclusion team at DTCC which focusses on making the process of attracting, hiring and retaining talent at all ... View More
General Manager, Head of Asset Servicing, Broadridge Financial Solutions Michael Wood is the general manager for Asset Servicing for Broadridge Global Technology & Operations International. He is responsible for leading the strategic direction a... View More
Managing Director, Tax Policy, Washington National Tax, Deloitte Tax LLP, US Jeff has over 20 years of experience in the tax policy arena and is currently responsible for communicating emerging tax developments in the U.S. Congress, the Internal... View More
Partner, Lowenstein Sandler As a former assistant U.S. Attorney in the Southern District of New York (SDNY), Rachel Maimin tried numerous cases to successful jury verdict. In her nine years as a federal prosecutor for the SDNY, Rachel worked on ... View More
Managing Director, Protiviti Kimberly leads the Northeast region for Protiviti and is a Managing Director in the risk and compliance solution. Kimberly’s work concentrates on consulting assignments including the evaluation of risks and controls,... View More
Featured Thought Leadership Content
GenAI and Regulatory Obligations: Is it a ‘Record’?
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
18 days ago
Introducing Symphony | Messaging, Voice, Cloud9, Directory & Analytics Software
Meet Symphony. Trusted connectivity for global finance. Serving over 1,000 financial institutions, take a quick tour of Symphony’s four interconne...
Posted by : K K , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
22 days ago
Taming Shadow AI: What Legal Leaders Must Do Now
When employees use Shadow AI—that is, unauthorized, unvetted tools that the company is not overseeing or even aware of—it introduces risks, inclu...
Posted by : J M , Director , from Legal, Risk & Compliance Services
22 days ago
Navigating the New Crypto Frontier: Risks, Safeguards, and Regulation in Transition
With cryptoassets gaining recognition as an investment vehicle, Japanese regulatory authorities are discussing reclassifying them as a subclass o...
Posted by : S T , Head , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
22 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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