A large financial institution sought to leverage AI to analyze and review large volumes of unstructured data, such as emails and messages, for co...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Featured
Director - FS Risk, Regulatory & Compliance, Advisory, KPMG LLP Erik is a New York-based Director in KPMG’s Risk Advisory solutions group with a current focus on Capital Markets and Internal Audit/Enterprise Risk with over 18 years of experience... View More
Partner, Sidley Austin Paul Tyrrell, a Partner in Sidley’s Securities Enforcement Regulatory Practice, focuses his practice on securities and commodities compliance and enforcement matters affecting financial institutions, with an emphasis on sa... View More
Co-Chair of Data Strategy and Security Group, Debevoise & Plimpton LLP Avi Gesser is Co-Chair of the Debevoise Data Strategy & Security Group. His practice focuses on advising major companies on a wide range of artificial intelligence, cybersecu... View More
Managing Director, UBS/Credit Suisse Maura Miller is a Managing Director at UBS and Credit Suisse within Compliance based in New York. She is the Global Head of the Investment Bank Compliance Program for Credit Suisse, the Americas Head of Credi... View More
Partner, Cleary Gottlieb Steen & Hamilton LLP Victor L. Hou’s practice focuses on litigation, including government enforcement work, white-collar
Partner, Jones Day Terri Chase, who has been representing employers for more than 25 years, focuses on
Principal, Bressler, Amery & Ross Kathryn Perreault, a principal at Bressler, Amery & Ross, is located in the firm’s Birmingham, Alabama office. As a member of Bressler’s Financial Institutions Group, Kathryn has practiced in all aspects of comp... View More
Senior Manager, Tax Technology & Transformation, Ernst & Young Uri is a New York-based Senior Manager with over 19 years of experience in the Financial Services industry serving clients in Banking and Capital Markets focusing on Cost Basis, Tax ... View More
Partner, Cahill Gordon & Reindel LLPAnirudh Bansal is partner at Cahill Gordon & Reindel LLP, where he represents financial institutions, public companies, boards, and officers and directors in criminal and regulatory investigations and civil secur... View More
Partner, Cravath, Swaine & Moore LLP Elad Roisman is a member of the Corporate Governance and Board Advisory Practice and the Financial Institutions Group (FIG) Practice. Prior to joining Cravath, Mr. Roisman was a Commissioner and Acting Chairm... View More
Featured Thought Leadership Content
Leveraging Unstructured Data for AI
Posted by : K S , Specialist Finance
23 days ago
ZL Discovery Manager
ZL Tech offers a fundamentally new approach to eDiscovery built on a solid information governance framework. Instead of relying on pre-defined cust...
Posted by : K S , Specialist Finance
23 days ago
Embedded Risks in Crypto-themed Exchange Traded Products
For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss so...
Posted by : J F , Head Securities
1 month ago
Posted by :
Featured Listings
About SIFMA
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