With more employees working remotely and regulators taking a tougher approach to off channel communications (OCC), the mismanagement of OCC poses s...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Featured
Partner, Head of Bank Regulatory Practice, Cravath, Swaine & Moore LLP David L. Portilla is Head of Cravath’s Bank Regulatory Practice. He focuses his practice on advising international and domestic banking organizations and other financial ins... View More
Senior Manager, Deloitte Josh is a Senior Manager in Deloitte’s financial services practice with over fourteen years of experience and specializes in advising broker-dealers and registered investment advisors on regulatory and business operation... View More
Director of Sales, TCS BaNCS Kshitiz Mittal is passionate about helping organizations automate front-middle-back office functions using functionally rich and technically advanced products from TCS BaNCS. He is currently Director of Sales for TCS... View More
AutoRek is the trading name of API Software Ltd. Since the company's inception in 1994, AutoRek has been providing financial controls solutions that incorporate: • High volume reconciliation; • Compliance products to help with PS14/9 client mo... View More
Head of Capital Markets, North America, Broadridge Justin Llewellyn-Jones is the Head of Capital Markets, North America (Equities & Derivatives) at Broadridge Financial Solutions, Inc., with responsibility for business operations and product str... View More
Managing Partner, Washington, D.C., Lowenstein Sandler Zarema A. Jaramillo is managing partner of Lowenstein Sandler’s rapidly growing D.C office. With over 20 years of regulatory experience, Zarema draws on her extensive knowledge of the U.S. ... View More
Senior Director, Strategy and Adenza Global Head of Product Marketing, Adenza Sophie Marnhier Foy is Senior Director, Strategy and Adenza Global Head of Product Marketing. Prior to this role, Sophie was Director of Product Management for the Cal... View More
Partner, Sullivan & Cromwell LLP Colin Lloyd is a partner in the Firm’s Commodities, Futures and Derivatives and Capital Markets Groups. He focuses on advising clients on a broad range of securities and derivatives regulatory, enforcement, trans... View More
Counsel, Ropes & Gray LLP Christine Lacku is counsel in the employment practice, based in New York. Christine has diverse experience counseling public and private companies on issues related to federal, state and local labor and employment laws,... View More
Featured Thought Leadership Content
Off-Channel Communications: How Financial Services Organizations Can Address Regulators' Latest Target
Posted by : Arianna M. ,
5 days ago
2025 - The year of payment stablecoin
In our latest publication, we delve into the current state of pivotal regulatory developments and provide an “impact and response framework,” whic...
Posted by : Justin N. , Marketing Specialist - Financial Services Industry, from Deloitte
7 days ago
A Roadmap to Engagement With the U.S. SEC’s New Crypto Task Force
On February 4, 2025, in the first official statement from the SEC's newly established Crypto Task Force, SEC Commissioner Hester Peirce provided a...
Posted by : Alexandra H. , BD and Marketing Specialist, from Sidley Austin LLP
11 days ago
The New SEC Crypto Task Force: A Journey into Uncharted Waters
The lead of the U.S. Securities and Exchange Commission’s (SEC’s) new Crypto Task Force (Task Force), Commissioner Hester Peirce, recently laid o...
Posted by : Rebecca D. ,
14 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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