A large financial institution sought to leverage AI to analyze and review large volumes of unstructured data, such as emails and messages, for c...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
Senior Manager, Technology Consulting, Ernst & Young Abhishek Chaki is a New York-based Senior Manager in Ernst & Young’s consulting practice who leads Risk and Regulatory Compliance Technology client services. He has over 18 years of experience... View More
Partner, Cleary Gottlieb Steen & Hamilton LLP Giovanni P. Prezioso is a partner in the Washington, D.C. office of Cleary Gottlieb. He represents major corporations and financial institutions in securities regulation and enforcement matters, as w... View More
Partner and Chair of Government Investigations and White Collar Litigation Department, McGuireWoods Noreen serves as the chair of McGuireWoods’ Government Investigations and White Collar Litigation Department and is a member of the firm’s Divers... View More
Principal, Alabama, Bressler, Amery & Ross, P.C. Mr. Jones is a principal in Bressler’s Financial Institutions practice group. He regularly represents brokerage firms and other financial institutions against claims asserted by their customers a... View More
Partner, Stradley Ronon Stevens & Young, LLP Nicole Simon is a partner at Stradley Ronon Stevens & Young, LLP and is the chair of the firm’s alternative funds practice group, a founding member of the firm’s derivatives and commodities practice g... View More
Executive Director, Product Management - Equity Clearing, DTCC Bill Kapogiannis is an Executive Director in the Equity Clearing Product Management Group at The Depository Trust & Clearing Corporation (DTCC). In this role, Bill is responsible for... View More
Partner, Faegre Drinker Biddle & Reath LLP Sandra Dawn Grannum a Partner in the Business Litigation Group at Faegre Drinker Biddle & Reath LLP serves on the Firm’s governing board and co-chairs the Firm’s nationwide Securities and Financial Serv... View More
Partner, Orrick Herrington & Sutcliffe LLP Heather Egan Sussman is Co-chair of Orrick’s Cyber, Privacy & Data Innovation Practice. She focuses on privacy, cybersecurity and information management. Heather routinely guides clients through the exi... View More
Principal, Financial Services Risk, Regulatory and Compliance Network Leader, KPMG Mr. Hart leads KPMG’s Financial Services Regulatory and Compliance Risk Network in the U.S. In that capacity, he supports clients across the financial services an... View More
Featured Thought Leadership Content
Leveraging Unstructured Data for AI
Posted by : K S , Specialist Finance
2 months ago
ZL Discovery Manager
ZL Tech offers a fundamentally new approach to eDiscovery built on a solid information governance framework. Instead of relying on pre-defined cus...
Posted by : K S , Specialist Finance
2 months ago
Embedded Risks in Crypto-themed Exchange Traded Products
For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss s...
Posted by : J F , Head Securities
2 months ago
Meet the Intelligent Agent: The AI-Powered Future of Communications Compliance
Meet the Intelligent Agent: The AI-Powered Future of Communications Compliance Delivering higher efficiency and deeper risk insights through AI.
Posted by : N B , Senior Manager Sales
2 months agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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