Disruption of incumbents has accelerated in recent decades as a secular trend across all sectors of the economy. This trend is evident in the aver...
SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Partner,, Kirkland & Ellis LLP Nader Hossain Salehi is a partner in the Government, Regulatory and Internal Investigations Practice Group in the Washington, D.C., office of Kirkland & Ellis LLP. Nader represents clients in high-profile and compl... View More
Principal, Capital Markets Advisory, PwC Josh is a Principal in PwC’s Banking and Capital Markets Advisory Practice, with over 20 years of industry experience working with financial services companies on business and regulatory change. Josh lev... View More
Senior Manager, Technology Consulting, Ernst & Young Abhishek Chaki is a New York-based Senior Manager in Ernst & Young’s consulting practice who leads Risk and Regulatory Compliance Technology client services. He has over 18 years of experience... View More
AutoRek is the trading name of API Software Ltd. Since the company's inception in 1994, AutoRek has been providing financial controls solutions that incorporate: • High volume reconciliation; • Compliance products to help with PS14/9 client mo... View More
Partner, Mayer Brown Anna Pinedo represents issuers, investment banks and other financial intermediaries as well as investors in financing transactions, including public offerings and private placements of equity, equity-linked and debt securit... View More
Managing Director, Technology (Banking & Capital Markets), EY Adam is a Managing Director in EY’s Technology Consulting practice with more than 25 years of experience in Capital Markets Technology. He specializes in guiding clients through larg... View More
Senior Vice President and Deputy Head of Enforcement, FINRA Christopher Kelly serves as the Acting Head of Enforcement at FINRA. In that role, he oversees the work of more than 300 staff who work in FINRA’s Enforcement Department. He joined FIN... View More
Featured Thought Leadership Content
From boom to bust: considerations for the securities lending industry
Posted by : M E , from Consulting & Advisory Services
1 day ago
The Path Forward for Fair Credit Scoring Competition
With changes underway at Fannie Mae and Freddie Mac, what could competition between credit score models mean for mortgage bankers? By Julie May
Posted by : S B , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 days ago
Industry is our edge. What will be left of financial services tomorrow?
A storm is brewing in global finance. As capital fractures from geopolitical tensions, technological advancements and demographic trends, the bou...
Posted by : G C , Director , from Consulting & Advisory Services
10 days ago
The Coexistence Imperative: Bridging Traditional Finance and Emerging Digital Asset Infrastructure
In this article, DTCC’s Nadine Chakar, Managing Director and Head of DTCC Digital Assets, explores the integration of tokenization within traditio...
Posted by : A M , from Trading & Market Operations
11 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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