Nearly one in four organizations have already integrated Agentic AI into their operations. This rapid adoption rate highlights the urgency and e...
SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Featured
Senior Director, XSP Product Management, FIS Christine Huizinga heads XSP Corporate Actions Product Management, with over 15 years of Product Management experience. Christine led the product efforts in creating XSP’s SaaS Corporate Actions solut... View More
Executive Vice President, Supervision and Regulation Department, Federal Reserve Bank of Chicago Julie A. Williams is Executive Vice President responsible for Supervision and Regulation at the Federal Reserve Bank of Chicago. She directs the sup... View More
Principal, Advisory, FS Regulatory &Compliance Risk, KPMG Paul Fagone leads the Capital Markets Practice within the Regulatory Risk and Compliance Network. He has over 25 years of experience predominantly working at the intersection of electroni... View More
Partner, Davis Wright Tremaine Maggie Sklar advises clients on a wide array of regulatory, policy, compliance, and enforcement matters concerning derivatives, securities, blockchain, cryptocurrency and digital assets, and environmental-social-go... View More
Partner, Clifford Chance Michelle Williams is a member of litigation, regulatory, and white-collar practice group. She represents a range of clients including multinational companies, financial institutions, and other financial service providers... View More
Partner,, Sidley HARDY CALLCOTT’s practice concentrates on enforcement defense and regulatory counseling concerning securities market and regulatory issues for broker-dealers, investment advisers, mutual funds and others in the financial service... View More
Managing Director, Global GIR Market Leader, Deloitte Tax LLP Denise is a Managing Director in Deloitte’s GIR practice and the leader of the FATCA & CRS initiatives. Prior to joining Deloitte, Denise was a managing director and tax counsel and w... View More
Managing Director, EY Stephanie is responsible for EY’s Global Tax Investing Service’s Global Withholding Tax Reporter (GWTR). She has more than 24 years of experience working on cross-border withholding tax issues and tax reclaims across the f... View More
Vice President of Product Management for FICO Scores, FICO David Shellenberger is Vice President of Product Management for FICO Scores. David joined FICO in 1994 and has Product Management responsibility for all FICO® Scores that serve financial... View More
Executive Vice President, Compliance, Global Relay Chip has over 36 years of leadership experience in financial regulation, including 19+ years with the Financial Industry Regulatory Authority (FINRA), where he managed Member Relations & Educati... View More
Featured Thought Leadership Content
The Capabilities and Complexities of AI Agents: AI Pulse Survey Vol. 3
Posted by : A S , Senior Manager , from Consulting & Advisory Services
1 month ago
The Three E’s of AI Success: Embedded
Across the financial services industry, firms often experiment with artificial intelligence as a bolt-on capability—adding a model here, testing a...
Posted by : K T , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month ago
What global trends are shaping compliance in 2026? Join our live webinar
Join CUBE for an exclusive webinar on 18 November, “From Alert to Action: The True Cost of Compliance” Industry experts will unpack the resul...
Posted by : R W , Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 months ago
GenAI and Regulatory Obligations: Is it a ‘Record’?
AI presents both opportunity and risk.
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 months agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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