With more employees working remotely and regulators taking a tougher approach to off channel communications (OCC), the mismanagement of OCC poses s...
SIFMA Sources
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Premium Associate Members
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Featured
Partner, Head of Bank Regulatory Practice, Cravath, Swaine & Moore LLP David L. Portilla is Head of Cravath’s Bank Regulatory Practice. He focuses his practice on advising international and domestic banking organizations and other financial ins... View More
Partner, Dentons David Kornblau, co-chair of the Global Compliance and Investigations practice for Dentons’ US region, represents clients in sensitive and complex investigations, securities litigation and internal investigations. David’s clients... View More
Managing Director, Head of Corporate Strategy, DTCCLallande de Gravelle is the Head of Corporate Strategy at The Depository Trust & Clearing Corporation (DTCC). Within this role, she is responsible for overseeing the development and evolution of th... View More
Senior Vice President, IBM Services Mark Foster is Senior Vice President, IBM Services. Mark leads IBM’s professional services business, which spans Global Business Services and Global Technology Services – a combined $48 billion business and ne... View More
Executive Vice President, Supervision and Regulation Department, Federal Reserve Bank of Chicago Julie A. Williams is Executive Vice President responsible for Supervision and Regulation at the Federal Reserve Bank of Chicago. She directs the sup... View More
Partner, WilmerHale Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC,... View More
Vice-President, FIS Business Solutions, FIS Tim D’Arcy is Vice President of FIS Business Solutions and has been active in the securities lending market for several decades. Tim has a long history of working closely with a variety of securities ... View More
Executive Vice President, Compliance, Global Relay Chip has over 36 years of leadership experience in financial regulation, including 19+ years with the Financial Industry Regulatory Authority (FINRA), where he managed Member Relations & Educati... View More
Vice President, Business Development, Broadridge Dan Delahanty is the Vice President, Business Development for Capital Markets at Broadridge. Dan leads business development for Broadridge’s trade lifecycle simplification and digital innovation e... View More
Senior Manager, Industry Relations, Computershare Inc. Kevin is Senior Manager, Industry Relations where he utilizes over 30 years of securities industry knowledge to advise on issues that impact transfer agents and acts as the liaison on these ... View More
Featured Thought Leadership Content
Off-Channel Communications: How Financial Services Organizations Can Address Regulators' Latest Target
Posted by : Arianna M. ,
7 days ago
2025 - The year of payment stablecoin
In our latest publication, we delve into the current state of pivotal regulatory developments and provide an “impact and response framework,” whic...
Posted by : Justin N. , Marketing Specialist - Financial Services Industry, from Deloitte
8 days ago
A Roadmap to Engagement With the U.S. SEC’s New Crypto Task Force
On February 4, 2025, in the first official statement from the SEC's newly established Crypto Task Force, SEC Commissioner Hester Peirce provided a...
Posted by : Alexandra H. , BD and Marketing Specialist, from Sidley Austin LLP
12 days ago
The New SEC Crypto Task Force: A Journey into Uncharted Waters
The lead of the U.S. Securities and Exchange Commission’s (SEC’s) new Crypto Task Force (Task Force), Commissioner Hester Peirce, recently laid o...
Posted by : Rebecca D. ,
16 days agoFeatured Listings
About SIFMA
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