With more employees working remotely and regulators taking a tougher approach to off channel communications (OCC), the mismanagement of OCC poses s...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
SVP of Product Management, Digital Assets, FIS Capital Markets, FIS Responsible for product strategy and head of the product management practice for FIS digital assets, John brings crypto-enabled technology to FIS’ buy side and sell side solutio... View More
Partner, Allen & Overy Jonathan’s practice focuses on complex anti-corruption, anti-money laundering, and sophisticated financial fraud matters. A former federal prosecutor, Jonathan spent over eleven years at DOJ serving as an inaugural Deputy ... View More
Managing Partner, Washington, D.C., Lowenstein Sandler Zarema A. Jaramillo is managing partner of Lowenstein Sandler’s rapidly growing D.C office. With over 20 years of regulatory experience, Zarema draws on her extensive knowledge of the U.S. ... View More
Managing Director, EY Setu is an Managing Director in the Advisory Services practice of Ernst & Young LLP. His extensive experience in the Financial Services industry is across the Banking/Capital Markets, Asset Management and Insurance sector... View More
Head of Trading and Asset Services, FIS Capital Markets Andrés Choussy is an operating executive with a proven track record and reputation for leveraging emerging technologies to drive innovation, growth, and operational excellence in the financ... View More
Partner, Sidley Austin Lara Thyagarajan is a partner in Sidley’s New York office, and a member of the global Securities Enforcement and Regulatory practice. Lara joined Sidley after more than 15 years as a leader in the Enforcement Department at... View More
CEO, Patomak Global Partners Paul Atkins is CEO of Patomak Global Partners, leading client work for financial services firms regarding business strategy, regulatory compliance, and litigation support. Before founding Patomak, Mr. Atkins served f... View More
Principal, EY Roselyn is a principal in the People Advisory Services group at Ernst & Young LLP, with 25+ years of experience focusing on Workforce and Rewards Strategy including Transaction and Transformation. She joined Ernst & Young in 2019 ... View More
Principal, Advisory, KPMG Binoy has over 15 years of experience in the financial services industry and is focused on supporting clients implement cost-efficient and effective solutions to improve their existing processes, technology, and data ar... View More
Chris Nobles is Division Executive for Mediant, a BetaNXT business. Joining Mediant in 2003 as Director of Software Engineering, he brings more than 20 years of experience leading commercial enterprise software implementations and integrations, pri... View More
Featured Thought Leadership Content
Off-Channel Communications: How Financial Services Organizations Can Address Regulators' Latest Target
Posted by : Arianna M. ,
1 day ago
2025 - The year of payment stablecoin
In our latest publication, we delve into the current state of pivotal regulatory developments and provide an “impact and response framework,” whic...
Posted by : Justin N. , Marketing Specialist - Financial Services Industry, from Deloitte
2 days ago
A Roadmap to Engagement With the U.S. SEC’s New Crypto Task Force
On February 4, 2025, in the first official statement from the SEC's newly established Crypto Task Force, SEC Commissioner Hester Peirce provided a...
Posted by : Alexandra H. , BD and Marketing Specialist, from Sidley Austin LLP
6 days ago
The New SEC Crypto Task Force: A Journey into Uncharted Waters
The lead of the U.S. Securities and Exchange Commission’s (SEC’s) new Crypto Task Force (Task Force), Commissioner Hester Peirce, recently laid o...
Posted by : Rebecca D. ,
9 days agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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