Nearly one in four organizations have already integrated Agentic AI into their operations. This rapid adoption rate highlights the urgency and e...
SIFMA Sources
SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Featured
Partner, Ropes & Gray Michael Littenberg is a Partner at Ropes & Gray and the global head of the firm’s ESG, CSR and Business and Human Rights practice. He has more than 30 years of experience in these areas. Michael advises a significant number... View More
Partner, Stradley Ronon Stevens & Young, LLP Nicole Simon is a partner at Stradley Ronon Stevens & Young, LLP and is the chair of the firm’s alternative funds practice group, a founding member of the firm’s derivatives and commodities practice g... View More
Partner, Sullivan & Cromwell LLP Sharon Cohen Levin is a partner in Sullivan & Cromwell’s Litigation Group and a member of the Firm’s Criminal Defense and Investigations Group. Her practice focuses on money laundering and asset forfeiture advice... View More
Engagement Director, Risk & Compliance, Cybersecurity Advisory Leader, Sia Partners Nutan co-leads Sia Partners’ Risk & Compliance practice working with Insurance, Health care and Tech companies on a broad range of areas such as enterprise risk ... View More
Engagement Partner, EY Steve is a partner and has more than 30 years of experience serving financial services clients, focused on investment banks, broker-dealers, commercial and retail banks. He has extensive experience in securities operation... View More
Managing Director, Protiviti Kimberly leads the Northeast region for Protiviti and is a Managing Director in the risk and compliance solution. Kimberly’s work concentrates on consulting assignments including the evaluation of risks and controls,... View More
Managing Director – Global Information Reporting, Deloitte Tim is a managing director in Deloitte’s Global Information Reporting practice with more than 16 years of experience in tax information reporting and withholding. Prior to joining Deloit... View More
Principal, Bressler, Amery & Ross, P.C. Louis Mendez is a Principal at Bressler, Amery & Ross, P.C. in Birmingham, Alabama. Louis is in Bressler’s Financial Institutions and Insurance practice groups. He has experience in a broad range of litiga... View More
Director, Unified Communications, Global Relay Raewyn leads the Business Development team for Global Relay’s Unified Communications solutions, focusing primarily on compliant mobile communications in regulated markets. Her role includes acting a... View More
Shareholder, Greenberg Traurig Elizabeth E. Moum is a shareholder in the Securities Litigation Practice of the international law firm Greenberg Traurig. Elizabeth regularly defends major Wall Street brokerage firms and other financial institutio... View More
Featured Thought Leadership Content
The Capabilities and Complexities of AI Agents: AI Pulse Survey Vol. 3
Posted by : A S , Senior Manager , from Consulting & Advisory Services
2 days ago
The Three E’s of AI Success: Embedded
Across the financial services industry, firms often experiment with artificial intelligence as a bolt-on capability—adding a model here, testing a...
Posted by : K T , Director , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
2 days ago
What global trends are shaping compliance in 2026? Join our live webinar
Join CUBE for an exclusive webinar on 18 November, “From Alert to Action: The True Cost of Compliance” Industry experts will unpack the resul...
Posted by : R W , Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month ago
GenAI and Regulatory Obligations: Is it a ‘Record’?
AI presents both opportunity and risk.
Posted by : N B , Senior Manager , from Technology & Software Solutions (FinTech, Trading Platforms, Data Systems)
1 month agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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