A large financial institution sought to leverage AI to analyze and review large volumes of unstructured data, such as emails and messages, for co...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Featured
Managing Director, Head of Talent Management and Diversity, Equity & Inclusion, DTCCKeisha Bell is Managing Director – Head of Talent Management and Diversity, Equity, and Inclusion (DEI) at DTCC. She is responsible for acquiring and retaining be... View More
Partner, Akin Gump Strauss Hauer & Feld LLP Katie Goldstein is co-head of Akin’s White Collar Defense & Government Investigations practice. She represents banks, private funds, corporations and their senior executives in high-stakes investigatio... View More
Frank J. Weigand is Chair of Cahill’s Trading & Markets Group and a member of the firm’s Digital Assets and Emerging Technology Group. Frank focuses his practice on securities, commodities, and digital assets matters, and his clients include ... View More
Partner, Sullivan & Cromwell LLP Sarah Payne is managing partner of Sullivan & Cromwell’s Palo Alto office and is co-head of the Capital Markets Group. Sarah has a broad-based corporate practice advising clients on a wide range of transactions, ... View More
Tax Partner, Mayer Brown Jared Goldberger is a Tax partner in Mayer Brown’s New York office. His practice is focused on providing U.S. tax advice relating to information reporting and withholding to financial institutions. Specifically, Jared ad... View More
Co-Managing Shareholder, West Palm Beach Office, Greenberg Traurig Tracy L. Gerber is Co-Managing Shareholder of the West Palm Beach office and Co-Chair of the firm’s Broker-Dealer Securities Litigation Practice. She is also a member of the firm... View More
Managing Director, Protiviti Nirav is a Managing Director in Protiviti’s Risk and Compliance – Financial Service Industry practice focusing on Regulatory Compliance (including Anti-Money Laundering and OFAC), Credit, Operational and Market Risk.... View More
Partner, Debevoise & Plimpton LLP Satish Kini is Co-Chair of the Debevoise & Plimpton Banking Group, based in Washington, D.C. He advises securities firms, banks, investment advisers and others on a broad range of money laundering and sanctions... View More
Managing Directo, Capital Markets Consulting Practice, EY Jonathan Firester is a New York-based Managing Director in the Capital Markets Consulting Practice at EY, where he leads the Front Office / Strategy offerings. Jon leads engagements to s... View More
Managing Director, Technology (Banking & Capital Markets), EY Adam is a Managing Director in EY’s Technology Consulting practice with more than 25 years of experience in Capital Markets Technology. He specializes in guiding clients through larg... View More
Featured Thought Leadership Content
Leveraging Unstructured Data for AI
Posted by : K S , Specialist Finance
20 days ago
ZL Discovery Manager
ZL Tech offers a fundamentally new approach to eDiscovery built on a solid information governance framework. Instead of relying on pre-defined cust...
Posted by : K S , Specialist Finance
20 days ago
Embedded Risks in Crypto-themed Exchange Traded Products
For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss so...
Posted by : J F , Head Securities
1 month ago
Posted by :
Featured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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