On June 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a proposed rule (Proposed Rule) to strengthen and modernize financial i...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
Managing Director, Protiviti Denis Camilo is a Managing Director within the Risk and Compliance practice at Protiviti. Denis has 15 years of regulatory, audit, risk assessment and compliance experience. Denis brings extensive experience in Compl... View More
Partner, Faegre Drinker Biddle & Reath LLP Tracey Salmon-Smith is a partner at Faegre Drinker Biddle & Reath LLP in the Business Litigation Department. She is a member of the Financial Services and Best Interest Compliance teams. Tracey repres... View More
Partner, Jones Day Laura S. Pruitt, a Partner in the Financial Markets practice at Jones Day, previously served as senior counsel in the SEC’s General Counsel’s Office and as special counsel in the Office of the Chief Counsel in the SEC’s Divi... View More
Eric Blackman is a Partner at Sia Partners with 25 years of financial services experience in management consulting, corporate strategy, equity and fixed income markets, business continuity management, third party risk management, regulatory complia... View More
Vice President, Business Development & Client Solutions, Wealth Management, Broadridge Financial Solutions Ramprasad ‘RP’ Sandilya is Head of Client Solutions and Business Development for Broadridge’s Wealth Management business. RP leads g... View More
Partner, WilmerHale Matthew Kulkin, a former Commodity Futures Trading Commission division director, is a Washington, DC-based partner at WilmerHale, where he leads the futures and derivatives practice. Matt regularly advises a wide range of fi... View More
Principal, Bressler, Amery & Ross, P.C. Carole Miller serves as Chair of Bressler, Amery & Ross’s Labor and Employment practice group and is a member of the firm’s Executive Committee. She has practiced exclusively in the area of labor and emplo... View More
Tax Principal, KPMG Cyrus Daftary is national operations leader for KPMG’s Information Reporting & Withholding Tax Service practice as well as KPMG International’s global Automatic Exchange of Information network. Cyrus advises a number of globa... View More
Chief Product and Strategy Officer , Broadridge Financial Solutions Germán oversees our corporate strategy function, where he partners with senior leadership to drive the development, evolution and communication of the firm’s vision and strategi... View More
Featured Thought Leadership Content
FinCEN Issues Proposed Rule to Modernize Anti-Money-Laundering/Financing of Terrorism Programs Under Bank Secrecy Act
Posted by : Laurie
7 days ago
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons
Corporate Transparency Act: Interim Rule Exempts U.S. Companies, Their Beneficial Owners, and U.S. Persons; Reporting Deadlines Extended for Non-U...
Posted by : Laurie
7 days ago
The Inaugural BetaNXT Data Modernization Benchmarking Survey
Tracking investment and wealth management decision-makers’ views and progress on data modernization. As Firms Tackle Legacy ‘Data Chaos’ and P...
Posted by : Kerri
8 days ago
Third-Party Resilience: Increasing Transparency
Financial institutions are under constant threat from increasingly sophisticated cyberattacks, and their ability to recover quickly is only as stro...
Posted by : Ally
1 month agoFeatured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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