Pioneering ETD Reporting product to enhance regulatory transparency for listed derivatives NEW YORK, November 18, 2024 – Droit, a leading techno...
SIFMA Sources
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SIFMA Sources is your buyer’s guide for companies, experts, and thought leadership in the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a subject matter expert, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies or experts, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Transformative Management Consulting Services for the Financial Industry Sia Partners is a global management consulting firm that delivers transformative solutions to clients across various sectors, including banking, insurance, capital markets, a... View More
Global Fintech Leader Delivering Technology-Driven Solutions for the Financial Services Industry Broadridge Financial Solutions, Inc. is a global fintech leader providing technology-driven solutions that drive business transformation for banks, bro... View More
Compliant Cloud-Based Message Archiving and Surveillance Solutions Global Relay provides fully compliant, cloud-based message archiving, supervision, and eDiscovery solutions for highly regulated industries, including the financial services sector... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Featured Experts
Assurance Partner, RSM US Kate is an assurance partner at RSM US LLP with more than 17 years of experience related to public accounting industry, primarily focused in the financial services sector. Kate has experience with a variety of industry... View More
Principal, Bressler, Amery, & Ross Ronak Patel is a Principal in Bressler Amery and Ross’s Austin office and a member of the firm’s financial institutions and business and commercial litigation practice groups.
Partner, Lowenstein Sandler As a former assistant U.S. Attorney in the Southern District of New York (SDNY), Rachel Maimin tried numerous cases to successful jury verdict. In her nine years as a federal prosecutor for the SDNY, Rachel worked on ... View More
Vice-President, FIS Business Solutions, FIS Tim D’Arcy is Vice President of FIS Business Solutions and has been active in the securities lending market for several decades. Tim has a long history of working closely with a variety of securities ... View More
Partner, Deloitte Tessa has more than 16 years of experience in public accounting, specializing in a wide array of industries, including life sciences, healthcare, oil and gas, and financial services. Tessa has provided exceptional service to so... View More
Vice President, Securities Services, Broadridge John joined Broadridge in January 2021 and is responsible for leading the planning for the Securities Services business. Prior to joining Broadridge John spent 5 years at JP Morgan and 21 years at... View More
Member, Moore & Van Allen, PLLC Valecia McDowell is the Co-Head of Moore & Van Allen, PLLC’s White Collar, Regulatory Defense and Investigations practice. She has experience conducting investigations in the U.S., Europe, Asia and South America. ... View More
Partner at Oliver Wyman and the firm’s Global Industry Association, Civic, and Economic Organization Lead Mike directs board strategy, CEO dialogue, and C-suite forums across more than 30 organizations around the world. In consumer products and re... View More
Chief Analytics Officer, FICO Scott Zoldi is chief analytics officer at FICO responsible for the analytic development of FICO’s product and technology solutions. While at FICO, Scott has been responsible for authoring 105 analytic patents, with ... View More
Senior Manager, EY Matt is a New York-based Senior Manager in Ernst & Young’s Financial Services Consulting practice, specializing in Capital Markets and Post Trade Operations. He brings over 17 years of experience in trade operations management... View More
Featured Thought Leadership Content
Latest Featured Content
Droit Launches Dedicated Product for Exc...
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2 days ago
CFTC Advisory On The Use of Artificial I...
Artificial Intelligence (“AI”) is everywhere you look right now. AI is a lot of things, but for most of the market it is simultaneously a buzzword...
Posted by : Melissa W. from Moore & Van Allen, PLLC
2 days ago
Download our Digital Transformation Case...
Digital Transformation can look very different depending on the firm and the circumstance. Many firms know they need to do something, but may not b...
Posted by : Libby H. from Oyster Consulting LLC
10 days ago
Navigating Compliance: Guide to Sanction...
Effectively navigating the intricacies of financial sanctions requires more than just good intentions. Expertise grounded in a comprehensive unders...
Posted by : Angela N.
15 days agoAbout SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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SIFMA does not endorse the companies and individuals listed herein, nor does SIFMA guarantee the products or services they offer. Potential users of the products and services should do their own independent due diligence and make their own judgment on the suitability of any products and services.