With more employees working remotely and regulators taking a tougher approach to off channel communications (OCC), the mismanagement of OCC poses s...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Featured
Partner, Sidley Austin LLP CORIN SWIFT is a partner in Sidley’s Securities Enforcement and Regulatory group, which received the 2019 Chambers USA award for “Financial Services Regulation,” and was named “Law Firm of the Year” for Securities Re... View More
Partner, Co-Chair, Financial Markets and Regulation, Katten Muchin Rosenman LLP Carl Kennedy is a partner and Co-Chair of Katten Muchin Rosenman LLP’s Financial Markets and Regulation practice. With a varied background as a former regulator wit... View More
Managing Director, Global GIR Market Leader, Deloitte Tax LLP Denise is a Managing Director in Deloitte’s GIR practice and the leader of the FATCA & CRS initiatives. Prior to joining Deloitte, Denise was a managing director and tax counsel and w... View More
Managing Director, Protiviti Andrew Retrum is a Managing Director and business-oriented leader within Protiviti’s Technology Consulting Practice. He is part of Protiviti’s Global Cybersecurity Leadership team and the National Financial Services... View More
Strategic Expertise and Innovation: Empowering Your Financial Growth and Compliance Operating at the forefront of the Investment & Securities Industry, this dynamic company specializes in delivering comprehensive strategic consulting and execu... View More
Partner at Oliver Wyman and the firm’s Global Industry Association, Civic, and Economic Organization Lead Mike directs board strategy, CEO dialogue, and C-suite forums across more than 30 organizations around the world. In consumer products and re... View More
Partner, Ropes & Gray LLP Fran Faircloth is a partner and core member in Ropes & Gray’s data, privacy, and cybersecurity practice. She represents clients handling complex data, privacy, and cybersecurity matters across a wide range of industries... View More
Co-Head of ESG Group, Davis Polk & Wardwell LLP Betty Moy Huber is co-head of the firm’s ESG (Environmental, Social and Corporate Governance) Group as well as co-head of the firm’s Environmental Transactional Group. For over two decades, she has... View More
Sales Leader, Global Financial Services, Amazon Web Services Annabel leads the North America sales teams for Global Financial Services at AWS with responsibility for the Capital Markets and Insurance business. In this role, she is responsible f... View More
Managing Director, Head of Business Development David Williams is responsible for the leading Oyster Consulting's growth strategy. Specifically, David’s team collaborates with Broker-Dealers and RIAs whose needs match with Oyster’s expertise. ... View More
Featured Thought Leadership Content
Off-Channel Communications: How Financial Services Organizations Can Address Regulators' Latest Target
Posted by : Arianna M. ,
12 hours ago
2025 - The year of payment stablecoin
In our latest publication, we delve into the current state of pivotal regulatory developments and provide an “impact and response framework,” whic...
Posted by : Justin N. , Marketing Specialist - Financial Services Industry, from Deloitte
1 day ago
A Roadmap to Engagement With the U.S. SEC’s New Crypto Task Force
On February 4, 2025, in the first official statement from the SEC's newly established Crypto Task Force, SEC Commissioner Hester Peirce provided a...
Posted by : Alexandra H. , BD and Marketing Specialist, from Sidley Austin LLP
6 days ago
The New SEC Crypto Task Force: A Journey into Uncharted Waters
The lead of the U.S. Securities and Exchange Commission’s (SEC’s) new Crypto Task Force (Task Force), Commissioner Hester Peirce, recently laid o...
Posted by : Rebecca D. ,
9 days agoFeatured Listings
About SIFMA
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