Pioneering ETD Reporting product to enhance regulatory transparency for listed derivatives NEW YORK, November 18, 2024 – Droit, a leading techno...
SIFMA Sources
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SIFMA Sources is your buyer’s guide for companies, experts, and thought leadership in the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a subject matter expert, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies or experts, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Compliant Cloud-Based Message Archiving and Surveillance Solutions Global Relay provides fully compliant, cloud-based message archiving, supervision, and eDiscovery solutions for highly regulated industries, including the financial services sector... View More
Transformative Management Consulting Services for the Financial Industry Sia Partners is a global management consulting firm that delivers transformative solutions to clients across various sectors, including banking, insurance, capital markets, a... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Global Fintech Leader Delivering Technology-Driven Solutions for the Financial Services Industry Broadridge Financial Solutions, Inc. is a global fintech leader providing technology-driven solutions that drive business transformation for banks, bro... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Featured Experts
Partner, WilmerHale Matthew Kulkin, a former Commodity Futures Trading Commission division director, is a Washington, DC-based partner at WilmerHale, where he leads the futures and derivatives practice. Matt regularly advises a wide range of fi... View More
Partner, Sidley Austin Paul Tyrrell, a Partner in Sidley’s Securities Enforcement Regulatory Practice, focuses his practice on securities and commodities compliance and enforcement matters affecting financial institutions, with an emphasis on sa... View More
Chief Marketing & Strategy Officer, Hearsay Systems Leslie Leach leads Hearsay’s marketing and corporate strategy functions. In addition to overseeing marketing initiatives, she is responsible for assessing and accelerating Hearsay’s strategic m... View More
Managing Director in Financial Services Consulting, EY Bridget Traynor is a Managing Director in EY’s Financial Services practice based in Philadelphia, with over 15 years of experience. Bridget’s focus has been large market and regulatory-driv... View More
Principal, EY Roselyn is a principal in the People Advisory Services group at Ernst & Young LLP, with 25+ years of experience focusing on Workforce and Rewards Strategy including Transaction and Transformation. She joined Ernst & Young in 2019 ... View More
Vice President Head of Product Management- Bank, Broker Dealer, Broadridge Financial Solutions Danielle is a member of Broadridge’s Bank Broker Dealer Business, with a focus on business development and product management oversight for proxy voti... View More
Assurance Partner, RSM US Kate is an assurance partner at RSM US LLP with more than 17 years of experience related to public accounting industry, primarily focused in the financial services sector. Kate has experience with a variety of industry... View More
Partner, McGuireWoods John is co-chair of McGuireWoods’ Securities Enforcement & Regulatory Counseling practice group and advises clients on broker-dealer and securities market regulatory matters. John has substantial experience advising broker... View More
Principal, Bressler, Amery, & Ross Ronak Patel is a Principal in Bressler Amery and Ross’s Austin office and a member of the firm’s financial institutions and business and commercial litigation practice groups.
Managing Director, Protiviti Shelley Metz-Galloway is a Managing Director in Protiviti’s Metro D.C. Office and has more than 25 years in the financial services industry. Shelley offers expertise in business and regulatory performance and risk an... View More
Featured Thought Leadership Content
Latest Featured Content
Droit Launches Dedicated Product for Exc...
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4 hours ago
CFTC Advisory On The Use of Artificial I...
Artificial Intelligence (“AI”) is everywhere you look right now. AI is a lot of things, but for most of the market it is simultaneously a buzzword...
Posted by : Melissa W. from Moore & Van Allen, PLLC
9 hours ago
Download our Digital Transformation Case...
Digital Transformation can look very different depending on the firm and the circumstance. Many firms know they need to do something, but may not b...
Posted by : Libby H. from Oyster Consulting LLC
8 days ago
Navigating Compliance: Guide to Sanction...
Effectively navigating the intricacies of financial sanctions requires more than just good intentions. Expertise grounded in a comprehensive unders...
Posted by : Angela N.
13 days agoAbout SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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SIFMA does not endorse the companies and individuals listed herein, nor does SIFMA guarantee the products or services they offer. Potential users of the products and services should do their own independent due diligence and make their own judgment on the suitability of any products and services.