Implementing systems and processes to detect and prevent fraud in the securities..

Identifying and managing operational risks in the securities industry.

Managing market risks, such as interest rate and currency risks, for securities ..

Helping securities industry firms verify the identity and suitability of their c..

Providing training programs to help securities industry professionals understand..

Providing cybersecurity solutions to protect securities industry firms from cybe..

Assisting securities industry clients in preventing and detecting money launderi..

Assessing and managing credit risks for securities industry firms and investment..