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Andrew Southerling

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Andrew Southerling

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Andrew Southerling

Partner, McGuireWoods LLP

Andrew is the Co-Chair of McGuireWoods’ Securities Enforcement and Regulatory Counseling Practice. Andrew represents public companies, financial institutions, and individuals in civil and criminal securities investigations and enforcement actions. Andrew also advises corporate and financial services clients on developing and implementing effective compliance programs.

Andrew’s representations have included civil and criminal federal court and regulatory agency enforcement actions involving financial reporting and disclosures, municipal bond underwriting, sales and trading, insider trading, high frequency trading, market manipulation, broker-dealer and investment adviser sales practices, and matters involving foreign regulators. Andrew regularly advises clients in connection with SEC and FINRA examinations and designs strategies to ensure prospective compliance with the securities rules and regulations.

Prior to entering private practice, Andrew served in the SEC’s Division of Enforcement, where he spearheaded some of the Division’s then most complex and high-profile investigations and enforcement actions, including matters involving public finance and the municipal bond market.

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