About

Year Founded

1913

Headquarters

320 South Canal Street, 27th Fl, Chicago, IL 60606, USA

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Overview

Specialized Law Firm Serving the Complex Needs of Financial Institutions

Chapman and Cutler LLP provides regulatory compliance and examination activities for broker-dealers, offering legal counsel on broker-dealer operations, including SEC and stock exchange compliance.

The firm also represents private funds and their sponsors, which may include broker-dealers and asset managers, and provides legal services to investment advisers in various regulatory matters.

Chapman assists with the structuring and documentation of complex financial products for broker-dealers and asset managers, leveraging its deep industry knowledge and expertise to deliver tailored solutions that help clients navigate the ever-changing legal and regulatory landscape.

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Contacts (4/5)

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Nancy Linder

Chapman and Cutler LLP

Chief Marketing Officer

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Hillary Phelps

Chapman and Cutler LLP

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Barbara S. Meeks

Chapman and Cutler LLP

Partner

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Morrison Warren

Chapman and Cutler LLP

Partner, Corporate and Securities Department

Locations (2)

Location Map

320 South Canal Street, 27th Fl, Chicago, IL 60606, USA

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Salt Lake City

215 S State St, Ste 800, Salt Lake City, UT 84111-2339, USA