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112

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Principal, Bressler, Amery & Ross

David Buffa is a principal of Bressler, Amery & Ross, located in the firm’s New York City office. Dave focuses his practice on defending financial firms and executives in regulatory investigations, internal investigations and civil litigation before FINRA arbitration and state and federal court. He also advises clients on fund formation, securities registration and firm and individual registration issues, and advises firms on developing compliance programs across multiple business lines.

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