Overview

Full-Service Law Firm Providing Comprehensive Solutions for Financial Institutions

Katten provides comprehensive legal services to broker-dealers, ensuring compliance with SEC amendments and navigating the complexities of the Securities Exchange Act of 1934.

The firm offers strategic advice to asset managers on global operations, portfolio investments, and corporate transactions, including investment management group structuring and marketing of private funds.

Katten's Financial Markets and Funds practice supports investment managers with innovative solutions for hedge, private equity, venture capital, and other private funds. For broker-dealers, Katten facilitates registration with financial entities as mandated by the SEC, enhancing operational compliance and market participation. Asset managers benefit from Katten's expertise in transactional tax planning, ensuring efficient structuring and formation of investment vehicles to optimize financial outcomes.

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Contacts (4/5)

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Laura Fulton

Katten Muchin Rosenman LLP

Senior Business Development Manager

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Aileen Tan

Katten Muchin Rosenman LLP

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Irene Lyewski

Katten Muchin Rosenman LLP

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Joel R. Weiner

Katten Muchin Rosenman LLP

Partner

Locations (2)

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525 West Monroe Street, Chicago, IL 60661, USA

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Los Angeles

2029 Century Park E, Los Angeles, CA 90067-2901, USA