Social Media Compliance Guide for issuers, broker-dealers, and advisers
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Accounting
58
Accounting Software
2
Auditing
13
Bookkeeping
0
Business Valuation
48
Business Valuation
48
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Financial Planning
0
Financial Reporting
4
Forensic Accounting
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Payroll
1
Tax
16
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Asset Management Solutions
17
Asset Allocation
1
Custodial
0
Fund Administration
1
Investment Research
4
Investment Research
2
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Investment Strategies
9
Performance Analytics
0
Portfolio Management
1
Risk Management
0
Trading Platforms
2
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Clearing & Settlement
45
Central Securities Depositories
0
Collateral Management
3
Derivatives Clearing
0
Netting
0
Post-Trade Processing
12
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Reconciliation
0
Securities Lending
8
Securities Lending
8
Settlement
33
Trade Matching
5
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Communications & Marketing
15
Advertising
0
Advertising
0
Branding
0
Content Creation
4
Corporate Communications
3
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Event Planning
2
Investor Relations
0
Market Research
4
Public Relations
0
Social Media Management
2
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Consulting
124
Business Process Optimization
73
Business Process Optimization
73
Change Management
3
Compliance Consulting
6
Financial Advisory
3
Show More (5)
Human Resources Consulting
4
Operations Consulting
1
Risk Management Consulting
1
Strategy Consulting
14
Technology Consulting
33
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Insurance
0
Business Interruption Insurance
0
Cyber Liability Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
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Health Insurance
0
Insurance Companies
0
Life Insurance
0
Property & Casualty Insurance
0
Risk Management Services
0
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Legal
240
Contract Drafting & Review
0
Corporate Law
0
Dispute Resolution
186
Intellectual Property
4
Legal Research
220
Show More (5)
Legal Research
216
Litigation Support
7
Mergers & Acquisitions
5
Regulatory Compliance
25
Securities Law
3
Show Less (5)
Other
28
Conference & Event Organizers
0
Educational Institutions
0
Freelance Professionals
0
Government Agencies
2
Industry Associations
10
Show More (5)
International Organizations
0
Media & Publications
2
Non-Profit Organizations
7
Other
0
Regulatory Bodies
8
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Professional Services
29
Business Process Management
5
Customer Support
4
Executive Coaching
1
Facilities Management
17
Facilities Management
17
Show More (5)
Outsourcing
0
Project Management
0
Quality Assurance
0
Staffing & Recruiting
3
Training & Development
0
Show Less (5)
Research
7
Company Profiles
0
Data Analytics
1
Data Analytics
3
Economic Research
3
Financial Research
1
Show More (3)
Industry Analysis
0
Qualitative Analysis
0
Quantitative Analysis
1
Show Less (3)
Risk & Compliance
23
Anti-Money Laundering (AML)
7
Compliance Training
0
Compliance Training
1
Credit Risk Management
0
Cybersecurity
7
Show More (4)
Fraud Detection
1
Know Your Customer (KYC)
1
Market Risk Management
7
Operational Risk Management
1
Show Less (4)
Technology/Software & Services
103
Artificial Intelligence & Machine Learning
8
Blockchain Technology
55
Cloud Computing
5
Compliance Software
15
Customer Relationship Management (CRM)
6
Show More (9)
Cybersecurity Solutions
0
Data Management
2
IT Infrastructure
3
IT Support & Maintenance
1
Portfolio Management Software
0
Risk Analytics
18
Risk Analytics
19
Software Development
2
System Integration
11
Show Less (9)
Wealth Management Solutions
4
Estate Planning
0
Family Office
1
Investment Management
2
Philanthropic Advisory
0
Retirement Planning
0
Show More (4)
Tax Planning
0
Trust
0
Wealth Transfer Strategies
2
Wealth Transfer Strategies
1
Show Less (4)
Industry Categories *
Accounting
6
Accounting Software
0
Auditing Services
1
Bookkeeping Services
0
Business Valuation
5
Financial Planning
0
Show More (4)
Financial Reporting
0
Forensic Accounting
0
Payroll Services
0
Tax Services
1
Show Less (4)
Asset Management Solutions
8
Asset Allocation
2
Custodial Services
2
Fund Administration
1
Investment Research
3
Investment Strategies
1
Show More (4)
Performance Analytics
3
Portfolio Management
1
Risk Management
1
Trading Platforms
2
Show Less (4)
Clearing & Settlement
12
Central Securities Depositories
1
Collateral Management
3
Derivatives Clearing
1
Netting Services
1
Post-Trade Processing
4
Show More (4)
Reconciliation
3
Securities Lending
7
Settlement Services
5
Trade Matching
2
Show Less (4)
Communications & Marketing
0
Advertising
0
Branding Services
0
Content Creation
0
Corporate Communications
0
Event Planning
0
Show More (4)
Investor Relations
0
Market Research
0
Public Relations
0
Social Media Management
0
Show Less (4)
Consulting
23
Business Process Optimization
15
Change Management
3
Compliance Consulting
5
Financial Advisory
3
Human Resources Consulting
1
Show More (4)
Operations Consulting
1
Risk Management Consulting
1
Strategy Consulting
1
Technology Consulting
4
Show Less (4)
Insurance
4
Business Interruption Insurance
0
Cyber Liability Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
Show More (4)
Health Insurance
0
Life Insurance
0
Property & Casualty Insurance
0
Risk Management Services
4
Show Less (4)
Legal
86
Contract Drafting & Review
3
Corporate Law
9
Dispute Resolution
4
Intellectual Property
1
Legal Research
61
Show More (4)
Litigation Support
14
Mergers & Acquisitions
15
Regulatory Compliance
4
Securities Law
20
Show Less (4)
Other
22
Conference & Event Organizers
2
Educational Institutions
1
Freelance Professionals
3
Government Agencies
4
Industry Associations
0
Show More (4)
International Organizations
11
Media & Publications
0
Non-Profit Organizations
2
Regulatory Bodies
1
Show Less (4)
Professional Services
4
Business Process Management
1
Customer Support
0
Executive Coaching
0
Facilities Management
2
Outsourcing Services
1
Show More (4)
Project Management
0
Quality Assurance
0
Staffing & Recruiting
1
Training & Development
0
Show Less (4)
Research
13
Company Profiles
0
Data Analytics
6
Economic Research
0
Financial Research
6
Industry Analysis
1
Show More (2)
Qualitative Analysis
1
Quantitative Analysis
0
Show Less (2)
Risk & Compliance
20
Anti-Money Laundering (AML)
4
Compliance Training
9
Credit Risk Management
3
Cybersecurity
4
Fraud Detection
5
Show More (3)
Know Your Customer (KYC)
4
Market Risk Management
2
Operational Risk Management
4
Show Less (3)
Technology/Software & Services
48
Artificial Intelligence & Machine Learning
17
Blockchain Technology
3
Cloud Computing
7
Compliance Software
10
Customer Relationship Management (CRM)
1
Show More (8)
Cybersecurity Solutions
2
Data Management
6
IT Infrastructure
2
IT Support & Maintenance
2
Portfolio Management Software
7
Risk Analytics
7
Software Development
8
System Integration
2
Show Less (8)
Wealth Management Solutions
18
Estate Planning
1
Family Office Services
0
Investment Management
3
Philanthropic Advisory
1
Retirement Planning
2
Show More (3)
Tax Planning
0
Trust Services
3
Wealth Transfer Strategies
11
Show Less (3)
Expert Type *
Expert Type
1
Author
1
Speaker
0
Expert Analyst
0
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Category Selection:
Select any categories from those you have selected for your main listing. If you wish to include more categories, add them to your main listing first and after doing so, they will appear below.
Expertise *
Accounting
58
Accounting Software
2
Auditing
13
Bookkeeping
0
Business Valuation
48
Business Valuation
48
Show More (5)
Financial Planning
0
Financial Reporting
4
Forensic Accounting
0
Payroll
1
Tax
16
Show Less (5)
Asset Management Solutions
17
Asset Allocation
1
Custodial
0
Fund Administration
1
Investment Research
4
Investment Research
2
Show More (5)
Investment Strategies
9
Performance Analytics
0
Portfolio Management
1
Risk Management
0
Trading Platforms
2
Show Less (5)
Clearing & Settlement
45
Central Securities Depositories
0
Collateral Management
3
Derivatives Clearing
0
Netting
0
Post-Trade Processing
12
Show More (5)
Reconciliation
0
Securities Lending
8
Securities Lending
8
Settlement
33
Trade Matching
5
Show Less (5)
Communications & Marketing
15
Advertising
0
Advertising
0
Branding
0
Content Creation
4
Corporate Communications
3
Show More (5)
Event Planning
2
Investor Relations
0
Market Research
4
Public Relations
0
Social Media Management
2
Show Less (5)
Consulting
124
Business Process Optimization
73
Business Process Optimization
73
Change Management
3
Compliance Consulting
6
Financial Advisory
3
Show More (5)
Human Resources Consulting
4
Operations Consulting
1
Risk Management Consulting
1
Strategy Consulting
14
Technology Consulting
33
Show Less (5)
Insurance
0
Business Interruption Insurance
0
Cyber Liability Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
Show More (5)
Health Insurance
0
Insurance Companies
0
Life Insurance
0
Property & Casualty Insurance
0
Risk Management Services
0
Show Less (5)
Legal
240
Contract Drafting & Review
0
Corporate Law
0
Dispute Resolution
186
Intellectual Property
4
Legal Research
220
Show More (5)
Legal Research
216
Litigation Support
7
Mergers & Acquisitions
5
Regulatory Compliance
25
Securities Law
3
Show Less (5)
Other
28
Conference & Event Organizers
0
Educational Institutions
0
Freelance Professionals
0
Government Agencies
2
Industry Associations
10
Show More (5)
International Organizations
0
Media & Publications
2
Non-Profit Organizations
7
Other
0
Regulatory Bodies
8
Show Less (5)
Professional Services
29
Business Process Management
5
Customer Support
4
Executive Coaching
1
Facilities Management
17
Facilities Management
17
Show More (5)
Outsourcing
0
Project Management
0
Quality Assurance
0
Staffing & Recruiting
3
Training & Development
0
Show Less (5)
Research
7
Company Profiles
0
Data Analytics
1
Data Analytics
3
Economic Research
3
Financial Research
1
Show More (3)
Industry Analysis
0
Qualitative Analysis
0
Quantitative Analysis
1
Show Less (3)
Risk & Compliance
23
Anti-Money Laundering (AML)
7
Compliance Training
0
Compliance Training
1
Credit Risk Management
0
Cybersecurity
7
Show More (4)
Fraud Detection
1
Know Your Customer (KYC)
1
Market Risk Management
7
Operational Risk Management
1
Show Less (4)
Technology/Software & Services
103
Artificial Intelligence & Machine Learning
8
Blockchain Technology
55
Cloud Computing
5
Compliance Software
15
Customer Relationship Management (CRM)
6
Show More (9)
Cybersecurity Solutions
0
Data Management
2
IT Infrastructure
3
IT Support & Maintenance
1
Portfolio Management Software
0
Risk Analytics
18
Risk Analytics
19
Software Development
2
System Integration
11
Show Less (9)
Wealth Management Solutions
4
Estate Planning
0
Family Office
1
Investment Management
2
Philanthropic Advisory
0
Retirement Planning
0
Show More (4)
Tax Planning
0
Trust
0
Wealth Transfer Strategies
2
Wealth Transfer Strategies
1
Show Less (4)
Industry Categories *
Accounting
6
Accounting Software
0
Auditing Services
1
Bookkeeping Services
0
Business Valuation
5
Financial Planning
0
Show More (4)
Financial Reporting
0
Forensic Accounting
0
Payroll Services
0
Tax Services
1
Show Less (4)
Asset Management Solutions
8
Asset Allocation
2
Custodial Services
2
Fund Administration
1
Investment Research
3
Investment Strategies
1
Show More (4)
Performance Analytics
3
Portfolio Management
1
Risk Management
1
Trading Platforms
2
Show Less (4)
Clearing & Settlement
12
Central Securities Depositories
1
Collateral Management
3
Derivatives Clearing
1
Netting Services
1
Post-Trade Processing
4
Show More (4)
Reconciliation
3
Securities Lending
7
Settlement Services
5
Trade Matching
2
Show Less (4)
Communications & Marketing
0
Advertising
0
Branding Services
0
Content Creation
0
Corporate Communications
0
Event Planning
0
Show More (4)
Investor Relations
0
Market Research
0
Public Relations
0
Social Media Management
0
Show Less (4)
Consulting
23
Business Process Optimization
15
Change Management
3
Compliance Consulting
5
Financial Advisory
3
Human Resources Consulting
1
Show More (4)
Operations Consulting
1
Risk Management Consulting
1
Strategy Consulting
1
Technology Consulting
4
Show Less (4)
Insurance
4
Business Interruption Insurance
0
Cyber Liability Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
Show More (4)
Health Insurance
0
Life Insurance
0
Property & Casualty Insurance
0
Risk Management Services
4
Show Less (4)
Legal
86
Contract Drafting & Review
3
Corporate Law
9
Dispute Resolution
4
Intellectual Property
1
Legal Research
61
Show More (4)
Litigation Support
14
Mergers & Acquisitions
15
Regulatory Compliance
4
Securities Law
20
Show Less (4)
Other
22
Conference & Event Organizers
2
Educational Institutions
1
Freelance Professionals
3
Government Agencies
4
Industry Associations
0
Show More (4)
International Organizations
11
Media & Publications
0
Non-Profit Organizations
2
Regulatory Bodies
1
Show Less (4)
Professional Services
4
Business Process Management
1
Customer Support
0
Executive Coaching
0
Facilities Management
2
Outsourcing Services
1
Show More (4)
Project Management
0
Quality Assurance
0
Staffing & Recruiting
1
Training & Development
0
Show Less (4)
Research
13
Company Profiles
0
Data Analytics
6
Economic Research
0
Financial Research
6
Industry Analysis
1
Show More (2)
Qualitative Analysis
1
Quantitative Analysis
0
Show Less (2)
Risk & Compliance
20
Anti-Money Laundering (AML)
4
Compliance Training
9
Credit Risk Management
3
Cybersecurity
4
Fraud Detection
5
Show More (3)
Know Your Customer (KYC)
4
Market Risk Management
2
Operational Risk Management
4
Show Less (3)
Technology/Software & Services
48
Artificial Intelligence & Machine Learning
17
Blockchain Technology
3
Cloud Computing
7
Compliance Software
10
Customer Relationship Management (CRM)
1
Show More (8)
Cybersecurity Solutions
2
Data Management
6
IT Infrastructure
2
IT Support & Maintenance
2
Portfolio Management Software
7
Risk Analytics
7
Software Development
8
System Integration
2
Show Less (8)
Wealth Management Solutions
18
Estate Planning
1
Family Office Services
0
Investment Management
3
Philanthropic Advisory
1
Retirement Planning
2
Show More (3)
Tax Planning
0
Trust Services
3
Wealth Transfer Strategies
11
Show Less (3)
Expert Type *
Expert Type
1
Author
1
Speaker
0
Expert Analyst
0
2
3
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Mayer Brown LLP - The use of social media raises many securities law and compliance challenges for issuers, broker-dealers, and investment advisers. Mayer Brown's Social Media Compliance Guide summarizes briefly some key considerations.
Authored by: Anna Pinedo, Bradley Berman, Michael Hermsen, Adam Kanter, Jerome Roche, Leslie Cruz, Joanne Sur-Young
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