Social Media Compliance Guide for issuers, broker-dealers, and advisers
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Social Media Compliance Guide for issuers, broker-dealers, and advisers
Mayer Brown LLP
Mayer Brown LLP
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1
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Other
241
Regulatory Bodies
107
Industry Associations
62
Freelance Professionals
0
Other
0
Conference & Event Organizers
0
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Educational Institutions
10
Media & Publications
3
Non-Profit Organizations
21
Government Agencies
40
International Organizations
3
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Legal
628
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207
Mergers & Acquisitions
9
Contract Drafting & Review
1
Legal Research
434
Legal Research
431
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Litigation Support
39
Corporate Law
0
Intellectual Property
20
Regulatory Compliance
303
Securities Law
7
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Technology/Software & Services
192
Artificial Intelligence & Machine Learning
21
IT Support & Maintenance
6
Blockchain Technology
92
Data Management
1
System Integration
16
Show More (9)
Portfolio Management Software
0
Cybersecurity Solutions
0
Customer Relationship Management (CRM)
22
Risk Analytics
31
Risk Analytics
31
Software Development
2
IT Infrastructure
15
Compliance Software
16
Cloud Computing
8
Show Less (9)
Risk & Compliance
181
Operational Risk Management
2
Cybersecurity
45
Anti-Money Laundering (AML)
80
Know Your Customer (KYC)
42
Market Risk Management
15
Show More (4)
Compliance Training
9
Compliance Training
11
Fraud Detection
51
Credit Risk Management
0
Show Less (4)
Clearing & Settlement
100
Securities Lending
15
Netting
0
Derivatives Clearing
0
Securities Lending
15
Reconciliation
0
Show More (5)
Post-Trade Processing
16
Settlement
81
Collateral Management
5
Central Securities Depositories
0
Trade Matching
7
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Research
25
Economic Research
21
Qualitative Analysis
0
Company Profiles
0
Financial Research
2
Data Analytics
3
Show More (3)
Industry Analysis
0
Data Analytics
5
Quantitative Analysis
0
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Communications & Marketing
45
Branding
0
Advertising
6
Social Media Management
9
Event Planning
5
Public Relations
0
Show More (5)
Investor Relations
1
Content Creation
12
Market Research
5
Corporate Communications
9
Advertising
6
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Consulting
249
Compliance Consulting
10
Risk Management Consulting
4
Financial Advisory
4
Technology Consulting
35
Change Management
16
Show More (5)
Business Process Optimization
79
Operations Consulting
3
Strategy Consulting
107
Business Process Optimization
79
Human Resources Consulting
10
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Accounting
112
Payroll
9
Business Valuation
52
Bookkeeping
0
Forensic Accounting
0
Tax
37
Show More (5)
Accounting Software
2
Financial Planning
0
Auditing
20
Financial Reporting
29
Business Valuation
52
Show Less (5)
Asset Management Solutions
101
Performance Analytics
0
Custodial
0
Asset Allocation
2
Portfolio Management
6
Fund Administration
10
Show More (5)
Risk Management
5
Investment Strategies
25
Investment Research
16
Investment Research
13
Trading Platforms
46
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Insurance
15
Insurance Companies
14
Business Interruption Insurance
0
Health Insurance
0
Life Insurance
9
Risk Management Services
14
Show More (5)
Errors & Omissions Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Cyber Liability Insurance
4
Property & Casualty Insurance
0
Show Less (5)
Wealth Management Solutions
22
Retirement Planning
0
Family Office
5
Trust
0
Investment Management
3
Estate Planning
0
Show More (4)
Philanthropic Advisory
0
Wealth Transfer Strategies
17
Wealth Transfer Strategies
15
Tax Planning
0
Show Less (4)
Professional Services
280
Staffing & Recruiting
14
Facilities Management
199
Business Process Management
62
Outsourcing
0
Customer Support
10
Show More (5)
Quality Assurance
0
Project Management
0
Facilities Management
199
Training & Development
12
Executive Coaching
2
Show Less (5)
Industry Categories *
Technology/Software & Services
61
Artificial Intelligence & Machine Learning
20
Software Development
8
Customer Relationship Management (CRM)
2
System Integration
2
Risk Analytics
8
Show More (8)
Cybersecurity Solutions
2
Portfolio Management Software
8
Compliance Software
14
IT Infrastructure
2
IT Support & Maintenance
1
Blockchain Technology
5
Data Management
10
Cloud Computing
7
Show Less (8)
Legal
100
Corporate Law
9
Dispute Resolution
3
Contract Drafting & Review
3
Intellectual Property
1
Litigation Support
16
Show More (4)
Legal Research
65
Regulatory Compliance
12
Mergers & Acquisitions
20
Securities Law
25
Show Less (4)
Asset Management Solutions
9
Portfolio Management
1
Custodial Services
3
Performance Analytics
3
Trading Platforms
2
Risk Management
1
Show More (4)
Asset Allocation
2
Fund Administration
1
Investment Strategies
1
Investment Research
3
Show Less (4)
Risk & Compliance
29
Fraud Detection
7
Operational Risk Management
8
Market Risk Management
3
Know Your Customer (KYC)
8
Compliance Training
10
Show More (3)
Cybersecurity
4
Anti-Money Laundering (AML)
7
Credit Risk Management
5
Show Less (3)
Professional Services
3
Business Process Management
1
Executive Coaching
0
Facilities Management
1
Outsourcing Services
1
Staffing & Recruiting
1
Show More (4)
Quality Assurance
0
Training & Development
0
Customer Support
0
Project Management
0
Show Less (4)
Accounting
9
Forensic Accounting
0
Accounting Software
0
Bookkeeping Services
0
Business Valuation
5
Payroll Services
0
Show More (4)
Tax Services
4
Financial Reporting
0
Auditing Services
1
Financial Planning
0
Show Less (4)
Consulting
28
Strategy Consulting
3
Human Resources Consulting
1
Business Process Optimization
16
Technology Consulting
5
Change Management
4
Show More (4)
Operations Consulting
3
Risk Management Consulting
2
Compliance Consulting
8
Financial Advisory
4
Show Less (4)
Insurance
5
Directors & Officers Liability Insurance
0
Life Insurance
1
Employee Benefits
0
Cyber Liability Insurance
0
Property & Casualty Insurance
0
Show More (4)
Risk Management Services
4
Health Insurance
0
Errors & Omissions Insurance
0
Business Interruption Insurance
0
Show Less (4)
Research
14
Company Profiles
0
Data Analytics
7
Qualitative Analysis
1
Industry Analysis
1
Quantitative Analysis
0
Show More (2)
Financial Research
6
Economic Research
0
Show Less (2)
Communications & Marketing
1
Advertising
0
Event Planning
0
Corporate Communications
0
Investor Relations
1
Branding Services
0
Show More (4)
Content Creation
0
Market Research
0
Public Relations
0
Social Media Management
0
Show Less (4)
Other
21
Industry Associations
0
Media & Publications
1
Non-Profit Organizations
2
Conference & Event Organizers
2
Freelance Professionals
3
Show More (4)
Educational Institutions
1
Regulatory Bodies
1
International Organizations
9
Government Agencies
4
Show Less (4)
Clearing & Settlement
14
Post-Trade Processing
4
Reconciliation
4
Trade Matching
2
Central Securities Depositories
1
Collateral Management
3
Show More (4)
Settlement Services
6
Derivatives Clearing
1
Securities Lending
7
Netting Services
1
Show Less (4)
Wealth Management Solutions
19
Estate Planning
1
Tax Planning
0
Wealth Transfer Strategies
11
Philanthropic Advisory
1
Investment Management
4
Show More (3)
Trust Services
3
Retirement Planning
2
Family Office Services
0
Show Less (3)
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Category Selection:
Select any categories from those you have selected for your main listing. If you wish to include more categories, add them to your main listing first and after doing so, they will appear below.
Expert Type *
Expert Type
1
Expert Analyst
0
Author
1
Speaker
0
Expertise *
Other
241
Regulatory Bodies
107
Industry Associations
62
Freelance Professionals
0
Other
0
Conference & Event Organizers
0
Show More (5)
Educational Institutions
10
Media & Publications
3
Non-Profit Organizations
21
Government Agencies
40
International Organizations
3
Show Less (5)
Legal
628
Dispute Resolution
207
Mergers & Acquisitions
9
Contract Drafting & Review
1
Legal Research
434
Legal Research
431
Show More (5)
Litigation Support
39
Corporate Law
0
Intellectual Property
20
Regulatory Compliance
303
Securities Law
7
Show Less (5)
Technology/Software & Services
192
Artificial Intelligence & Machine Learning
21
IT Support & Maintenance
6
Blockchain Technology
92
Data Management
1
System Integration
16
Show More (9)
Portfolio Management Software
0
Cybersecurity Solutions
0
Customer Relationship Management (CRM)
22
Risk Analytics
31
Risk Analytics
31
Software Development
2
IT Infrastructure
15
Compliance Software
16
Cloud Computing
8
Show Less (9)
Risk & Compliance
181
Operational Risk Management
2
Cybersecurity
45
Anti-Money Laundering (AML)
80
Know Your Customer (KYC)
42
Market Risk Management
15
Show More (4)
Compliance Training
9
Compliance Training
11
Fraud Detection
51
Credit Risk Management
0
Show Less (4)
Clearing & Settlement
100
Securities Lending
15
Netting
0
Derivatives Clearing
0
Securities Lending
15
Reconciliation
0
Show More (5)
Post-Trade Processing
16
Settlement
81
Collateral Management
5
Central Securities Depositories
0
Trade Matching
7
Show Less (5)
Research
25
Economic Research
21
Qualitative Analysis
0
Company Profiles
0
Financial Research
2
Data Analytics
3
Show More (3)
Industry Analysis
0
Data Analytics
5
Quantitative Analysis
0
Show Less (3)
Communications & Marketing
45
Branding
0
Advertising
6
Social Media Management
9
Event Planning
5
Public Relations
0
Show More (5)
Investor Relations
1
Content Creation
12
Market Research
5
Corporate Communications
9
Advertising
6
Show Less (5)
Consulting
249
Compliance Consulting
10
Risk Management Consulting
4
Financial Advisory
4
Technology Consulting
35
Change Management
16
Show More (5)
Business Process Optimization
79
Operations Consulting
3
Strategy Consulting
107
Business Process Optimization
79
Human Resources Consulting
10
Show Less (5)
Accounting
112
Payroll
9
Business Valuation
52
Bookkeeping
0
Forensic Accounting
0
Tax
37
Show More (5)
Accounting Software
2
Financial Planning
0
Auditing
20
Financial Reporting
29
Business Valuation
52
Show Less (5)
Asset Management Solutions
101
Performance Analytics
0
Custodial
0
Asset Allocation
2
Portfolio Management
6
Fund Administration
10
Show More (5)
Risk Management
5
Investment Strategies
25
Investment Research
16
Investment Research
13
Trading Platforms
46
Show Less (5)
Insurance
15
Insurance Companies
14
Business Interruption Insurance
0
Health Insurance
0
Life Insurance
9
Risk Management Services
14
Show More (5)
Errors & Omissions Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Cyber Liability Insurance
4
Property & Casualty Insurance
0
Show Less (5)
Wealth Management Solutions
22
Retirement Planning
0
Family Office
5
Trust
0
Investment Management
3
Estate Planning
0
Show More (4)
Philanthropic Advisory
0
Wealth Transfer Strategies
17
Wealth Transfer Strategies
15
Tax Planning
0
Show Less (4)
Professional Services
280
Staffing & Recruiting
14
Facilities Management
199
Business Process Management
62
Outsourcing
0
Customer Support
10
Show More (5)
Quality Assurance
0
Project Management
0
Facilities Management
199
Training & Development
12
Executive Coaching
2
Show Less (5)
Industry Categories *
Technology/Software & Services
61
Artificial Intelligence & Machine Learning
20
Software Development
8
Customer Relationship Management (CRM)
2
System Integration
2
Risk Analytics
8
Show More (8)
Cybersecurity Solutions
2
Portfolio Management Software
8
Compliance Software
14
IT Infrastructure
2
IT Support & Maintenance
1
Blockchain Technology
5
Data Management
10
Cloud Computing
7
Show Less (8)
Legal
100
Corporate Law
9
Dispute Resolution
3
Contract Drafting & Review
3
Intellectual Property
1
Litigation Support
16
Show More (4)
Legal Research
65
Regulatory Compliance
12
Mergers & Acquisitions
20
Securities Law
25
Show Less (4)
Asset Management Solutions
9
Portfolio Management
1
Custodial Services
3
Performance Analytics
3
Trading Platforms
2
Risk Management
1
Show More (4)
Asset Allocation
2
Fund Administration
1
Investment Strategies
1
Investment Research
3
Show Less (4)
Risk & Compliance
29
Fraud Detection
7
Operational Risk Management
8
Market Risk Management
3
Know Your Customer (KYC)
8
Compliance Training
10
Show More (3)
Cybersecurity
4
Anti-Money Laundering (AML)
7
Credit Risk Management
5
Show Less (3)
Professional Services
3
Business Process Management
1
Executive Coaching
0
Facilities Management
1
Outsourcing Services
1
Staffing & Recruiting
1
Show More (4)
Quality Assurance
0
Training & Development
0
Customer Support
0
Project Management
0
Show Less (4)
Accounting
9
Forensic Accounting
0
Accounting Software
0
Bookkeeping Services
0
Business Valuation
5
Payroll Services
0
Show More (4)
Tax Services
4
Financial Reporting
0
Auditing Services
1
Financial Planning
0
Show Less (4)
Consulting
28
Strategy Consulting
3
Human Resources Consulting
1
Business Process Optimization
16
Technology Consulting
5
Change Management
4
Show More (4)
Operations Consulting
3
Risk Management Consulting
2
Compliance Consulting
8
Financial Advisory
4
Show Less (4)
Insurance
5
Directors & Officers Liability Insurance
0
Life Insurance
1
Employee Benefits
0
Cyber Liability Insurance
0
Property & Casualty Insurance
0
Show More (4)
Risk Management Services
4
Health Insurance
0
Errors & Omissions Insurance
0
Business Interruption Insurance
0
Show Less (4)
Research
14
Company Profiles
0
Data Analytics
7
Qualitative Analysis
1
Industry Analysis
1
Quantitative Analysis
0
Show More (2)
Financial Research
6
Economic Research
0
Show Less (2)
Communications & Marketing
1
Advertising
0
Event Planning
0
Corporate Communications
0
Investor Relations
1
Branding Services
0
Show More (4)
Content Creation
0
Market Research
0
Public Relations
0
Social Media Management
0
Show Less (4)
Other
21
Industry Associations
0
Media & Publications
1
Non-Profit Organizations
2
Conference & Event Organizers
2
Freelance Professionals
3
Show More (4)
Educational Institutions
1
Regulatory Bodies
1
International Organizations
9
Government Agencies
4
Show Less (4)
Clearing & Settlement
14
Post-Trade Processing
4
Reconciliation
4
Trade Matching
2
Central Securities Depositories
1
Collateral Management
3
Show More (4)
Settlement Services
6
Derivatives Clearing
1
Securities Lending
7
Netting Services
1
Show Less (4)
Wealth Management Solutions
19
Estate Planning
1
Tax Planning
0
Wealth Transfer Strategies
11
Philanthropic Advisory
1
Investment Management
4
Show More (3)
Trust Services
3
Retirement Planning
2
Family Office Services
0
Show Less (3)
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Mayer Brown LLP - The use of social media raises many securities law and compliance challenges for issuers, broker-dealers, and investment advisers. Mayer Brown's Social Media Compliance Guide summarizes briefly some key considerations.
Authored by: Anna Pinedo, Bradley Berman, Michael Hermsen, Adam Kanter, Jerome Roche, Leslie Cruz, Joanne Sur-Young
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