Understanding the Standard of Care for Broker-Dealers and the Department of Labor’s Fiduciary Rule
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Morrison & Foerster LLP
Thought Leadership
Understanding the Standard of Care for Broker-Dealers and the Department of Labor’s Fiduciary Rule
Companies
Morrison & Foerster LLP
Thought Leadership
Understanding the Standard of Care for Broker-Dealers and the Department of Labor’s Fiduciary Rule
Morrison & Foerster LLP
Morrison & Foerster LLP
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Back
The Department of Labor (DOL) on its own adopted a fiduciary standard in 2016 for retail clients. This has been met with much controversy and criticism. This Morrison & Foerster report explains how the rule works and its impact in practice, taking into account uncertainty as to its final version.
Authored by: Paul Borden, Hillel Cohn, Lloyd Harmetz and Dylan Naughton
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