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Neil T. Bloomfield

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Neil T. Bloomfield

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Neil T. Bloomfield

Co-Head of Financial Regulatory Advice & Response, Moore & Van Allen PLLC

Neil Bloomfield is a partner at Moore & Van Allen advising financial services firms on their engagements with government authorities with matters primarily falling into two categories—advising institutions on regulatory compliance issues and conducting investigations in response to issues raised internally or by a government authority.

Neil regularly represents clients with responses to inquiries by Federal, State, and international authorities ranging from market wide inquiries like the Panama Papers, foreign exchange trading, and LIBOR to issues at individual institutions, including whistleblower complaints, auditing practices, vendor management, and customer remediation.

Neil also assists clients in responding to a variety of regulatory requirements including consent order compliance, legal inventory building, LIBOR transition, CCAR, Recovery and Resolution Planning, Risk data aggregation and reporting requirements, and SOX whistleblower programs.

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