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1270 Ave Of The Americas, 7th Floor—1050, New York, NY 10020-1700, USA

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Pierson Ferdinand LLP

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Innovative Financial Solutions for Sustainable Growth and Stability

Focused on providing innovative financial solutions, this esteemed firm operates at the cutting edge of the Investment & Securities Industry. Specializing in asset management, portfolio diversification, and market analysis, the organization is committed to enhancing the financial growth and stability of its clients. The firm serves a diverse range of clients, from emerging startups to well-established corporations, offering tailored strategies to meet unique financial goals. With a strong emphasis on technological integration, the firm ensures that its clients benefit from real-time data and advanced analytics to make informed investment decisions.

The firm's team of experts brings a wealth of experience from leading financial institutions and regulatory bodies, ensuring a comprehensive understanding of the global financial landscape. They possess deep expertise in areas such as mergers and acquisitions, regulatory compliance, and financial engineering, providing clients with robust solutions to navigate complex market conditions. Prioritizing transparency, integrity, and client satisfaction, the firm has positioned itself as a trusted partner in achieving sustainable financial success. Through a collaborative approach, the firm leverages its full-service capabilities to deliver exceptional value and drive long-term growth for its clients.

Innovative Financial Solutions for Sustainable Growth and Stability

Focused on providing innovative financial solutions, this esteemed firm operates at the cutting edge of the Investment & Securities Industry. Specializing in asset management, portfolio diversification, and market analysis, the organization is committed to enhancing the financial growth and stability of its clients. The firm serves a diverse range of clients, from emerging startups to well-established corporations, offering tailored strategies to meet unique financial goals. With a strong emphasis on technological integration, the firm ensures that its clients benefit from real-time data and advanced analytics to make informed investment decisions.

The firm's team of experts brings a wealth of experience from leading financial institutions and regulatory bodies, ensuring a comprehensive understanding of the global financial landscape. They possess deep expertise in areas such as mergers and acquisitions, regulatory compliance, and financial engineering, providing clients with robust solutions to navigate complex market conditions. Prioritizing transparency, integrity, and client satisfaction, the firm has positioned itself as a trusted partner in achieving sustainable financial success. Through a collaborative approach, the firm leverages its full-service capabilities to deliver exceptional value and drive long-term growth for its clients.

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7 months ago
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FINRA Rule 3240 Amendments: Key Updates and Implementation Considerations

FINRA has recently adopted significant changes to Rule 3240, tightening restrictions on borrowing and lending arrangements between registered persons and their customers. 

Effective April 28, 2025, these changes will require substantial updates to your policies and procedures. It's crucial to start preparing now to ensure compliance. Find out what these changes mean for your firm and how to stay ahead.

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Location Map

Headquarters

1270 Ave Of The Americas, 7th Floor—1050, New York, NY 10020-1700, USA

Location Map

New York

2109 Broadway, Rm 1460, New York, NY 10023-2138, USA