The Survival Guide for Chief Compliance Officers in Uncertain Times
Posted by Ally10 days ago
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Asset Management Solutions
9
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2
Custodial Services
3
Fund Administration
1
Investment Research
3
Investment Strategies
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Performance Analytics
3
Portfolio Management
1
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2
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14
Central Securities Depositories
1
Collateral Management
3
Derivatives Clearing
1
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4
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4
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7
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7
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58
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2
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9
IT Infrastructure
2
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8
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8
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19
Estate Planning
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4
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1
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Category Selection:
Select any categories from those you have selected for your main listing. If you wish to include more categories, add them to your main listing first and after doing so, they will appear below.
Expertise *
Accounting
112
Accounting Software
2
Auditing
20
Bookkeeping
0
Business Valuation
52
Business Valuation
52
Show More (5)
Financial Planning
0
Financial Reporting
29
Forensic Accounting
0
Payroll
9
Tax
37
Show Less (5)
Asset Management Solutions
101
Asset Allocation
2
Custodial
0
Fund Administration
10
Investment Research
16
Investment Research
13
Show More (5)
Investment Strategies
25
Performance Analytics
0
Portfolio Management
6
Risk Management
5
Trading Platforms
46
Show Less (5)
Clearing & Settlement
100
Central Securities Depositories
0
Collateral Management
5
Derivatives Clearing
0
Netting
0
Post-Trade Processing
16
Show More (5)
Reconciliation
0
Securities Lending
15
Securities Lending
15
Settlement
81
Trade Matching
7
Show Less (5)
Communications & Marketing
45
Advertising
6
Advertising
6
Branding
0
Content Creation
12
Corporate Communications
9
Show More (5)
Event Planning
5
Investor Relations
1
Market Research
5
Public Relations
0
Social Media Management
9
Show Less (5)
Consulting
249
Business Process Optimization
79
Business Process Optimization
79
Change Management
16
Compliance Consulting
10
Financial Advisory
4
Show More (5)
Human Resources Consulting
10
Operations Consulting
3
Risk Management Consulting
4
Strategy Consulting
107
Technology Consulting
35
Show Less (5)
Insurance
15
Business Interruption Insurance
0
Cyber Liability Insurance
4
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
Show More (5)
Health Insurance
0
Insurance Companies
14
Life Insurance
9
Property & Casualty Insurance
0
Risk Management Services
14
Show Less (5)
Legal
628
Contract Drafting & Review
1
Corporate Law
0
Dispute Resolution
207
Intellectual Property
20
Legal Research
434
Show More (5)
Legal Research
431
Litigation Support
39
Mergers & Acquisitions
9
Regulatory Compliance
303
Securities Law
7
Show Less (5)
Other
241
Conference & Event Organizers
0
Educational Institutions
10
Freelance Professionals
0
Government Agencies
40
Industry Associations
62
Show More (5)
International Organizations
3
Media & Publications
3
Non-Profit Organizations
21
Other
0
Regulatory Bodies
107
Show Less (5)
Professional Services
280
Business Process Management
62
Customer Support
10
Executive Coaching
2
Facilities Management
199
Facilities Management
199
Show More (5)
Outsourcing
0
Project Management
0
Quality Assurance
0
Staffing & Recruiting
14
Training & Development
12
Show Less (5)
Research
25
Company Profiles
0
Data Analytics
3
Data Analytics
5
Economic Research
21
Financial Research
2
Show More (3)
Industry Analysis
0
Qualitative Analysis
0
Quantitative Analysis
0
Show Less (3)
Risk & Compliance
181
Anti-Money Laundering (AML)
80
Compliance Training
9
Compliance Training
11
Credit Risk Management
0
Cybersecurity
45
Show More (4)
Fraud Detection
51
Know Your Customer (KYC)
42
Market Risk Management
15
Operational Risk Management
2
Show Less (4)
Technology/Software & Services
192
Artificial Intelligence & Machine Learning
21
Blockchain Technology
92
Cloud Computing
8
Compliance Software
16
Customer Relationship Management (CRM)
22
Show More (9)
Cybersecurity Solutions
0
Data Management
1
IT Infrastructure
15
IT Support & Maintenance
6
Portfolio Management Software
0
Risk Analytics
31
Risk Analytics
31
Software Development
2
System Integration
16
Show Less (9)
Wealth Management Solutions
22
Estate Planning
0
Family Office
5
Investment Management
3
Philanthropic Advisory
0
Retirement Planning
0
Show More (4)
Tax Planning
0
Trust
0
Wealth Transfer Strategies
17
Wealth Transfer Strategies
15
Show Less (4)
Industry Categories *
Accounting
9
Accounting Software
0
Auditing Services
1
Bookkeeping Services
0
Business Valuation
5
Financial Planning
0
Show More (4)
Financial Reporting
0
Forensic Accounting
0
Payroll Services
0
Tax Services
4
Show Less (4)
Asset Management Solutions
9
Asset Allocation
2
Custodial Services
3
Fund Administration
1
Investment Research
3
Investment Strategies
1
Show More (4)
Performance Analytics
3
Portfolio Management
1
Risk Management
1
Trading Platforms
2
Show Less (4)
Clearing & Settlement
14
Central Securities Depositories
1
Collateral Management
3
Derivatives Clearing
1
Netting Services
1
Post-Trade Processing
4
Show More (4)
Reconciliation
4
Securities Lending
7
Settlement Services
6
Trade Matching
2
Show Less (4)
Communications & Marketing
1
Advertising
0
Branding Services
0
Content Creation
0
Corporate Communications
0
Event Planning
0
Show More (4)
Investor Relations
1
Market Research
0
Public Relations
0
Social Media Management
0
Show Less (4)
Consulting
26
Business Process Optimization
16
Change Management
4
Compliance Consulting
6
Financial Advisory
4
Human Resources Consulting
1
Show More (4)
Operations Consulting
2
Risk Management Consulting
2
Strategy Consulting
3
Technology Consulting
5
Show Less (4)
Insurance
5
Business Interruption Insurance
0
Cyber Liability Insurance
0
Directors & Officers Liability Insurance
0
Employee Benefits
0
Errors & Omissions Insurance
0
Show More (4)
Health Insurance
0
Life Insurance
1
Property & Casualty Insurance
0
Risk Management Services
4
Show Less (4)
Legal
98
Contract Drafting & Review
3
Corporate Law
9
Dispute Resolution
3
Intellectual Property
1
Legal Research
65
Show More (4)
Litigation Support
16
Mergers & Acquisitions
20
Regulatory Compliance
10
Securities Law
23
Show Less (4)
Other
21
Conference & Event Organizers
2
Educational Institutions
1
Freelance Professionals
3
Government Agencies
4
Industry Associations
0
Show More (4)
International Organizations
9
Media & Publications
1
Non-Profit Organizations
2
Regulatory Bodies
1
Show Less (4)
Professional Services
3
Business Process Management
1
Customer Support
0
Executive Coaching
0
Facilities Management
1
Outsourcing Services
1
Show More (4)
Project Management
0
Quality Assurance
0
Staffing & Recruiting
1
Training & Development
0
Show Less (4)
Research
14
Company Profiles
0
Data Analytics
7
Economic Research
0
Financial Research
6
Industry Analysis
1
Show More (2)
Qualitative Analysis
1
Quantitative Analysis
0
Show Less (2)
Risk & Compliance
25
Anti-Money Laundering (AML)
7
Compliance Training
10
Credit Risk Management
5
Cybersecurity
4
Fraud Detection
7
Show More (3)
Know Your Customer (KYC)
5
Market Risk Management
3
Operational Risk Management
7
Show Less (3)
Technology/Software & Services
58
Artificial Intelligence & Machine Learning
20
Blockchain Technology
5
Cloud Computing
7
Compliance Software
12
Customer Relationship Management (CRM)
2
Show More (8)
Cybersecurity Solutions
2
Data Management
9
IT Infrastructure
2
IT Support & Maintenance
1
Portfolio Management Software
8
Risk Analytics
8
Software Development
8
System Integration
2
Show Less (8)
Wealth Management Solutions
19
Estate Planning
1
Family Office Services
0
Investment Management
4
Philanthropic Advisory
1
Retirement Planning
2
Show More (3)
Tax Planning
0
Trust Services
3
Wealth Transfer Strategies
11
Show Less (3)
Expert Type *
Expert Type
1
Author
1
Speaker
0
Expert Analyst
0
2
3
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Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their operating environments. These factors include geopolitical tensions; rapidly shifting political and regulatory agendas that are resulting in less uniform approaches across the globe; budget and headcount restraints; evolving business models; the speed and impact of innovation; and, in some companies, waning board and management support stemming from the belief that regulatory pressures may be lessening.
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