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Risk & Compliance
Consulting
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5 Contacts
Year Founded

2006

Headquarters

625 SE 10th St, Deerfield Beach, FL 33441-5607, USA

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Renaissance Regulatory Services, Inc.

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Your Trusted Partner in Navigating the Complex Regulatory Compliance Landscape

Renaissance Regulatory Services is founded on the premise that the financial services industry is constantly changing.  New products and services, changing regulations and globalization create unique issues in compliance and operations for firms of all sizes and business models.  In order to Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise.

 

RRS supports firms in this mission by providing comprehensive compliance and operational consulting and support services in a customized format. Our services are individually tailored for broker-dealers, investment advisers, hedge funds, registered business development companies, investment companies, and other financial market participants. We specialize in SEC and FINRA compliance examinations, written supervisory procedures, internal controls, financial reporting, and registration services. RRS’ staff has the experience and insight to meet all your regulatory compliance needs. Services are customized to your organization’s operations and can be performed on site or remotely. RRS’ consultants and partners consist of former regulators and compliance professionals who possess extensive compliance and operational experience with SEC, FINRA, and state rules and regulations necessary to address virtually any issue

 

 

Your Trusted Partner in Navigating the Complex Regulatory Compliance Landscape

Renaissance Regulatory Services is founded on the premise that the financial services industry is constantly changing.  New products and services, changing regulations and globalization create unique issues in compliance and operations for firms of all sizes and business models.  In order to Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise.

 

RRS supports firms in this mission by providing comprehensive compliance and operational consulting and support services in a customized format. Our services are individually tailored for broker-dealers, investment advisers, hedge funds, registered business development companies, investment companies, and other financial market participants. We specialize in SEC and FINRA compliance examinations, written supervisory procedures, internal controls, financial reporting, and registration services. RRS’ staff has the experience and insight to meet all your regulatory compliance needs. Services are customized to your organization’s operations and can be performed on site or remotely. RRS’ consultants and partners consist of former regulators and compliance professionals who possess extensive compliance and operational experience with SEC, FINRA, and state rules and regulations necessary to address virtually any issue

 

 

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Headquarters

625 SE 10th St, Deerfield Beach, FL 33441-5607, USA