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40 Exchange Pl, Suite 402, New York, NY 10005-2701, USA

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Compliance Risk Concepts

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Compliance Risk Concepts (CRC)

Compliance Risk Concepts (CRC) is a professional services firm specializing in outsourced compliance, and risk management support for financial institutions. With a team composed of seasoned former in-house practitioners, CRC delivers pragmatic, cost-effective solutions tailored to the unique needs of broker-dealers, investment advisers, banks, hedge funds, asset managers, fintech’s, and other financial entities. CRC’s mission is to enable long-term, scalable success by translating complex regulatory requirements into actionable strategies, while functioning as an extension of their clients’ internal teams. CRC’s service model emphasizes flexibility, deep industry expertise, and a commitment to helping clients navigate an increasingly complex regulatory landscape without the overhead of traditional staffing models.

In addition to compliance advisory, CRC offers robust support in operations, technology, and business execution, helping clients align strategic goals with innovative technologies and efficient processes. These services include facilitating new business, digital transformation,  vendor management, and risk mitigation strategies designed to optimize infrastructure and reduce costs. Whether supporting startups with foundational compliance frameworks or partnering with large enterprises to enhance operational resilience, CRC’s approach is grounded in partnership, precision, and performance. Their proven track record—serving over 500 clients and achieving significant growth—underscores their role as a trusted advisor in the financial services industry.

   

Compliance Risk Concepts (CRC)

Compliance Risk Concepts (CRC) is a professional services firm specializing in outsourced compliance, and risk management support for financial institutions. With a team composed of seasoned former in-house practitioners, CRC delivers pragmatic, cost-effective solutions tailored to the unique needs of broker-dealers, investment advisers, banks, hedge funds, asset managers, fintech’s, and other financial entities. CRC’s mission is to enable long-term, scalable success by translating complex regulatory requirements into actionable strategies, while functioning as an extension of their clients’ internal teams. CRC’s service model emphasizes flexibility, deep industry expertise, and a commitment to helping clients navigate an increasingly complex regulatory landscape without the overhead of traditional staffing models.

In addition to compliance advisory, CRC offers robust support in operations, technology, and business execution, helping clients align strategic goals with innovative technologies and efficient processes. These services include facilitating new business, digital transformation,  vendor management, and risk mitigation strategies designed to optimize infrastructure and reduce costs. Whether supporting startups with foundational compliance frameworks or partnering with large enterprises to enhance operational resilience, CRC’s approach is grounded in partnership, precision, and performance. Their proven track record—serving over 500 clients and achieving significant growth—underscores their role as a trusted advisor in the financial services industry.

   

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Headquarters

40 Exchange Pl, Suite 402, New York, NY 10005-2701, USA

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Portland

7130 SW 5th Ave, Portland, OR 97219-2230, USA