Implementing Trade Surveillance for a Retail-focused Broker-Dealer
118 days ago
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Consulting
Insurance
Legal
Other
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Risk & Compliance
Technology/Software & Services
Wealth Management Solutions
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Accounting
Asset Management Solutions
Clearing & Settlement
Communications & Marketing
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Insurance
Legal
Other
Professional Services
Research
Risk & Compliance
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Wealth Management Solutions
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Back
118 days ago
A pioneering retail-focused US Equities broker-dealer known for commission-free trading, approached Eventus to further enhance their surveillance capabilities.
Key Metrics:
The client benefited from a swift and seamless implementation of Eventus’ Validus platform, which delivered: