SIFMA - Eventus - Activity & Updates

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About

Risk & Compliance

Fraud Detection, Market Risk Management

Employees & Contacts

76-150 Employees | 13 Contacts

Headquarters

823 Congress Avenue, Suite 150, Box 1964, Austin, TX 78701, USA

Activity

Showing 5 records

T L

1 month ago

added feature content

Implementing Trade Surveillance for a Retail-focused Broker-Dealer to a list, which is part of the listing

Eventus

K P

5 months ago

added featured case study

Implementing Trade Surveillance for a Retail-focused Broker-Dealer

A pioneering retail-focused US Equities broker-dealer known for commission-free trading, approached Eventus to further enhance their surveillance capabilities.

Key Metrics:

⁠⁠⁠⁠⁠⁠⁠
The client benefited from a swift and seamless implementation of Eventus’ Validus platform, which delivered:

< 2 Months: Time-to-market
Enhanced Surveillance: Customizable pattern alerts
Seamless Integration: Data format compatibility and case management export

K P

5 months ago

added featured article

2025 Compliance Outlook

The 2025 compliance landscape is evolving rapidly, with regulators intensifying enforcement, focusing on emerging markets and enhancing cross-border collaboration. Compliance leaders must stay ahead of these shifts to mitigate risks. Advanced trade surveillance technology, such as Eventus’ Validus, offers automation, flexible procedures and advanced analytics to improve monitoring and reduce false positives. Best practices include tracking regulatory changes, investing in scalable solutions, fostering a compliance culture and improving data governance. Staying proactive and adaptable is key to navigating these challenges successfully.

K P

5 months ago

added featured research survey

The Billion-Dollar Data Reckoning: How Can Your Trade Surveillance Team Avoid the Next 9-Figure Fine?

Discover why data governance failures have cost institutions billions—and how to safeguard your firm. Last year alone, financial institutions faced over a billion dollars in fines due to data governance lapses—penalties that eclipsed fines for market abuse. Regulatory scrutiny has intensified, with fines so substantial they’re being called existential threats to firms’ stability. Is your trade surveillance and data governance up to the task?

This report delves into the evolving role of trade surveillance and data integrity, exploring why data governance failures now pose the biggest financial risk to institutions worldwide.

K P

5 months ago

added featured article

Product Corner | The Danger of Reducing False Positives

Martina Rejsjo, VP of Product Management at Eventus, explores industry trends, surveillance challenges, and product updates. She highlights the issue of “noise” in surveillance—alerts that don’t lead to immediate investigations—and differentiates between false positives (errors) and low-value true positives (accurate but non-actionable alerts). Over-filtering risks missing emerging threats, while automating alert management improves efficiency. Validus’ automation capabilities help firms capture more data while avoiding analyst overload, enabling pattern detection and trend analysis. Firms should rethink their surveillance strategy to balance risk detection with operational efficiency.

Eventus

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T L

K P

Implementing Trade Surveillance for a Retail-focused Broker-Dealer

K P

2025 Compliance Outlook

K P

The Billion-Dollar Data Reckoning: How Can Your Trade Surveillance Team Avoid the Next 9-Figure Fine?

K P

Product Corner | The Danger of Reducing False Positives

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Activity

All Users

All Activity

Most Recent

T L

K P

Implementing Trade Surveillance for a Retail-focused Broker-Dealer

K P

2025 Compliance Outlook

K P

The Billion-Dollar Data Reckoning: How Can Your Trade Surveillance Team Avoid the Next 9-Figure Fine?

K P

Product Corner | The Danger of Reducing False Positives

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