Loffa Interactive Group

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Compliant Web-Based Workflow Automation Solutions for Financial Services

Loffa Interactive Group offers a web-based workflow automation platform for the financial services industry, streamlining important documentation functions from Letter of Free Funds to Quarterly Confirms and Prime Brokerage forms.

The company creates technological solutions for broker dealers to bring supervision over transaction services into the digital age with secure, easy-to-use web applications that reduce risk while creating audit trails

Loffa Interactive's line of workflow products automates many of the regulated compliance tasks that take valuable time and resources away from more critical business functions. 

  • With Freefunds Verified Direct, brokers can seamlessly complete all SEC 17a-4 Regulation T balance verifications and requirements, enhancing efficiency and reducing operational risk.
  • With PBIN, brokers can seamlessly complete all SEC 15c3-3 increasing management oversight seamlessly tracking SIA-150 to F1SA workflow to reduce risk and increase supervisory oversight.
  • With QBS, brokers can seamlessly complete all SEC 17a-13 quarterly broker statement verifications and requirements, obtaining responses from the street quickly, reducing risk.

Compliant Web-Based Workflow Automation Solutions for Financial Services

Loffa Interactive Group offers a web-based workflow automation platform for the financial services industry, streamlining important documentation functions from Letter of Free Funds to Quarterly Confirms and Prime Brokerage forms.

The company creates technological solutions for broker dealers to bring supervision over transaction services into the digital age with secure, easy-to-use web applications that reduce risk while creating audit trails

Loffa Interactive's line of workflow products automates many of the regulated compliance tasks that take valuable time and resources away from more critical business functions. 

  • With Freefunds Verified Direct, brokers can seamlessly complete all SEC 17a-4 Regulation T balance verifications and requirements, enhancing efficiency and reducing operational risk.
  • With PBIN, brokers can seamlessly complete all SEC 15c3-3 increasing management oversight seamlessly tracking SIA-150 to F1SA workflow to reduce risk and increase supervisory oversight.
  • With QBS, brokers can seamlessly complete all SEC 17a-13 quarterly broker statement verifications and requirements, obtaining responses from the street quickly, reducing risk.

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Locations (2)

Location Map

Headquarters

8535 East Hartford Drive, Scottsdale, AZ 85255, USA

Location Map

Scottsdale

11111 North Scottsdale Road, Suite 205, Scottsdale, AZ 85254-6732, USA