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Michael Quinn

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Michael Quinn

Managing Director, EY

Michael Quinn is a New York-based managing director in Ernst & Young LLP’s Financial Accounting Advisory Services (FAAS) practice. He has more than thirty years of diversified experience serving financial services clients. He is a Certified Public Accountant in the state of New York and a member of the American Institute of Certified Public Accountants and NY State Society of CPAs. Michael has his Series 27 license as a Financial and Operations Principal. He was the CFO for UBS International, a separately registered broker-dealer. Michael was part of the senior management team that was responsible for registering the broker-dealer with the SEC. Michael’s primary responsibilities included financial control, regulatory reporting and operations control. In this role, Michael was the primary contact for FINRA. In this role, Michael was responsible for filing Form X-17A-5 Focus report and related schedules. He leads operations for a large international broker dealer which consisted of operations control, settlements, corporate action, statements and wire room functions. Michael has led several broker dealer projects including 17a-5 controls, analysis of customer protection policies, and the implementation of a system for 15c3-1 reporting. He also worked on automating manual processes that support regulatory reporting functions.

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