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P G

a Head Securities

12 days ago

followed featured content

Third-Party Resilience: Increasing Transparency, which is part of the listing

Protiviti

P G

a Head Securities

12 days ago

followed featured content

Embedded Risks in Crypto-themed Exchange Traded Products, which is part of the listing

CRB Monitor

P G

a Head Securities

12 days ago

followed featured content

eCommunications Surveillance & Archiving for Marketing Rule Compliance, which is part of the listing

MyComplianceOffice

P G

a Head Securities

12 days ago

added featured whitepaper

Implementing Best Practices in Third-Party Risk Management

This white paper delves into the intricacies of Third Party Risk Management (TPRM) and explores the evolving regulatory landscape surrounding it. As organisations continue to expand their reliance on external vendors & service providers, managing third party risk has become more complex, and more critical, than ever.

Our paper provides:

Key benefits of a well-structured third party risk framework
Emerging challenges
Why managing third party risk is strategically imperative.

Whether you’re enhancing your existing programme or building one from the ground up, this paper offers practical guidance that you can apply immediately.

Contact the author: Priscilla Gaudoin

P G

a Head Securities

12 days ago

added featured case study

Rathbones Asset Management Success Story

Rathbones Asset Management (RAM) is an active management house, offering a range of investment solutions to meet clients’ capital growth and income requirements. The use of Ruleguard is primarily based on third-party oversight, as the firm outsources its Transfer Agency, Fund Accounting and Dealing.

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Implementing Best Practices in Third-Party Risk Management

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Rathbones Asset Management Success Story

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Implementing Best Practices in Third-Party Risk Management

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Rathbones Asset Management Success Story

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